Portfolio Compliance

£45000 - £60000

Portfolio Compliance – Guideline Compliance

My client is a World-wide Asset Management company looking for a Compliance Associate to join their Portfolio Compliance team. With this role you will be reporting directly to the VP of Portfolio Compliance In the UK.

This is a Permanent Role
Role: Compliance Associate
Salary: Dependant on Experience
Location: West London

The day to day of this job has four core areas: monitoring of restrictions and regulations for the globally managed portfolios, dealing with various departments on regulatory and guideline questions, Respond to account management and the trade floor with regards to investment guideline compliance issues, dealing with external requests from clients or regulating bodies.

The successful candidate will need to have excellent analytical skills to deal with all the funds under management and to assist with this, advanced knowledge of excel preferably to VBA level. This position and title will change with the level of experience that the successful candidate has, and it is a bonus if you are working towards the CFA certificate.

Some of the softer skills that are sought after are excellent communication skills, the ability to work to tight deadlines but, most importantly a motivation to help the team and a determination to succeed.

There are some fantastic career prospects that come from this company and they are believers in internal promotion for those willing to work and achieve it.


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