Compliance Consultant

£50000 - £55000

Consultant - London - Regulatory Consulting

FourthLine are currently engaged with a well renown Business Outsourced provider.

The well established regulatory consulting arm of this company is growing at a rapid rate and they are currently looking to add a Consultant to the team.

On a day to day basis the company deal with a wide range of Investment Management clients; most recently various projects have been obtained from FX Brokerage firms to Fund Managers.

The firm deals with an array of clients across capital markets and is a great opportunity for candidates looking for exposure to different business models.

  • A solid understanding of at least one of the following sourcebooks of the FCA Handbook: COBS, BIPRU, IPRU(INV), CASS, CONC and SUP
  • Ideally 2- 3 years’ experience within the compliance space, either within an Investment Management environment or Capital Markets Consulting environment.
  • Hands on experience of at least one of the wider pieces of UK/European Regulation: AIFMD, MIFID, Recovery and Resolution Directive, JMLSG notes, Money Laundering Regulations 2007, Data Projection Act, Senior managers Regime and the Payment Services Directive.
  • Experience of working on a Section 166 project is also relevant.

If this role seems of interest, or you would like to hear of any other Senior Consulting positions please respond with an up to date copy of your CV.

Managing this Role



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