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Compliance Analyst - Financial Services

£20000 - £35000 per annum

FourthLine are exclusively representing our financial services client based in the East Midlands as they look to hire a Compliance Analyst into their growing team.
You will work closely with the Head of Compliance and Compliance Manager providing support with various compliance activities including but not limited to:

  • Review and sign off financial promotions material
  • Review and update compliance manual, policies and procedures
  • Outsourcing due diligence activities
  • Support with regulatory change projects and other ad hoc work as needed
  • Provide support when providing information to relevant regulatory bodies
  • Sector specific eligibility checks
  • Complete company wide compliance training

There is an opportunity here for someone to build a compliance career from the ground up and the company are flexible on the experience they are looking for. They would welcome applications from experienced compliance professionals as well as candidates looking for their first compliance position, perhaps with a finance, audit or quality assurance background.

Essential criteria:

  • Some experience working for a financial services business
  • Good academic qualifications with strong written and verbal communication skills
  • An ability to master new technology and systems
  • A genuine interest in building a career in compliance and understanding complex financial products



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