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Compliance Consultant - Insurance or Consumer Lending - North West

1826
£35000 - £45000

FourthLine are currently representing our compliance consultancy client as they look to grow their advisory team. Based in the North West, we are looking to speak with strong compliance generalists with experience in Insurance (including intermediaries and brokers) or consumer lending.

The team supports various clients across the UK with a multitude of compliance and regulated queries, including, but not limited to, some of the below:

  • FCA authorisations
  • Review and sign off of marketing materials
  • Review and amendments to policies and procedures
  • Compliance and regulatory change project work
  • Client money queries
  • Ad hoc FCA handbook queries

The role is office based with most client communication via calls and emails. You will have the opportunity to liaise with clients or varying size and focus and be expected to work collaboratively with the wider team to ensure smooth delivery of projects, client needs etc.

  • We are looking for a combination of the below experience:
  • Ideally 2 or more years’ experience in a broadly focused compliance position in an insurance or consumer lending focused business
  • Previous regulatory consulting experience working with various retail financial services firms
  • Expertise in compliance policy or advice
  • Experienced and comfortable working with business stakeholders at all levels

The right candidate for this role will be detail orientated, happy delivering day to day compliance advice as opposed to managing large teams or focused on strategy, etc.

If you are interested in further information about the role and the company and the relevant background, please get in touch with Jodie Sable on 0203 800 1566 or [email protected]

Managing this Role

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Jodie Sable

Managing Consultant - Retail Conduct 0203 800 1566

This job has now been filled but you may be interested in:

 

Quality Assurance Analyst - Lancashire

£21000 - £25000 per annum pension, healthcare & bonus

Fourthline are currently assisting our Lancashire based client as they grow their compliance function, in their search for a Quality Assurance Team Leader.

The business, specialising in loans and mortgages, are an equity-backed business, who have huge plans for growth.

Job Type: Permanent
Location: Lancashire
Salary: £25,000 benefits and bonuses.
Work Pattern: Mon-Fri

Requirements:
- Experience working within a regulated financial services company;
- Knowledge in a Quality Assurance role;
- Ability to write and present MI reports to senior stakeholders;
- Knowledge of MCOBs, CONC and Motor Finance regulations;
- Someone who is currently or is looking to become CMAP qualified.

If you have the relevant experience and would like to discuss the role in more detail, please send an up-to-date CV to maria.koundouri"at"thefourthline.co.uk

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CASS Product SME


FourthLine is currently recruiting for a leading Financial Services Firm who is looking for a CASS Product SME.
Role Responsibilities:

  • Ensure the existing propositions deliver great customer outcomes.
  • Help deliver against the CASS regulatory framework and provide oversight to third parties managing CASS processes for the entities.
  • Operate within a robust risk, control and governance regime to facilitate the robust oversight of existing propositions.


Based in London, Cheshire or Bath - 12 Month FTC Benefits.
If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

#LI-JC1

MINIMUM Salary

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