Marketing Compliance Analyst

Up to £45000 per annum

Marketing Compliance Analyst - Investment Management

A well-known Asset Management company in London are looking to recruit a Marketing Compliance Analyst to join the Compliance department on a Permanent basis.

This is a permanent role
Role: Marketing Compliance Analyst
Salary: £40,000 - £45,000
Location: London

This role will be reporting to the Senior Manager for Distribution Compliance and work with the wider compliance and marketing team across the business. You will undertake the financial distribution compliance duties throughout the business keeping on top of financial promotions ensuring that the company meets all regulatory requirements. This role will give you great exposure to the international compliance as you will be dealing with EMEA and on occasion parts of North America.

The company itself has a wealth of top level talent that you will be dealing with daily. You will be contributing in the creation of internal manuals, policies and procedures to enable the business to remain compliant throughout the various business units.
The roles main responsibilities will be:

  • Reviewing potential regulatory issues that relate to sales and marketing generated by multiple business units and provide recommended actions back to the business unit.
  • You will need knowledge of regulations pertaining to Luxembourg and Italy.
  • Communicate with relevant business units to ensure that any queries regarding Financial Promotions are answered from a compliance perspective.
  • Contribute to the firms policies and procedures ensuring that all policies and procedures involving financial promotions are up to date and adhered to.
  • Maintain and update the PEP / sensitive accounts long
  • Manage the financial crime inbox

You will need:

  • Excellent communication skills
  • The ability to build positive business relationships across various business units.
  • Professional proficiency in Italian and English


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