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Process Risk & Controls Manager

BBBH2439_1548157229
Up to £80000 per annum


Process Risk & Controls Manager - Fixed Term Contract 9 Months
An Asset Management company in London are looking to recruit a Compliance Advisory Officer to join the growing department.
This is a Fixed Term Contract
Role: Process Risk & Controls Manager
Salary: £70,000 - £80,000
Location: London

The role will be reporting directly to the Group Head of Risk and work with all key stakeholders across the business. The successful candidate will join the Risk team for the business designing and producing risk registers. These registers will help the business capture key material risks associated with every step of the investment process. This function will ensure that the business evaluates upcoming regulatory risks and ensures that the business complies with new FCA regulations.

Key to this role will be your excellent communication skills and ability to influence at senior management level as well as possessing the business acumen and understanding the full risk and controls landscape across all areas of the business. There is a scope for this role becoming a permanent position after the 9 months has been completed.

Key Requirements

  • Someone with an Asset Management / Investments background ideal, but open to Life, wider Banking experience.
  • The ability to scope out and lead the project autonomously.
  • Background in ERM / Op Risk and Controls with experience of designing or supporting to design effective risk registers and control frameworks.
  • Excellent stakeholder management and influencing skills, ability to have strong conversations.
  • Some knowledge of CASS would be ideal, but not essential.
  • Open to traveling between Bristol and London.
  • If possible, some financial risk experience, or experience working with actuaries in relation to operational risk capital requirements.

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* Managing Outsource relationships in relation to CASS reconciliations
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Operations Risk Analyst


FourthLine is working with a leading Asset Manager based in the City of London who are looking for a Risk Analyst on an initial 6-month contract.

Day Rate: up to £275 | London | Min 6 months


Responsibilities include:

  • Monitoring and following up on accuracy and integrity of data being received from outsourced provider.
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CASS project support administrator

FourthLine is currently working on an exciting CASS opportunity within a leading Asset Manager based in the City of London. The client is undergoing a large change project, where they are building their CASS oversight function and require a contractor work like to aid the project manager and Project SME. The successful candidate will be responsible for accurate minute and action taking for all aspects of the change programme, as well as participating in solution design workshops.

The successful candidate will have the following skills and experience:

  • Previous knowledge or experience of CASS, ideally within a Buy-side firm
  • Familiarity with risk management concepts and internal control operations
  • Prior experience in a support role, comfortable tracking projects, via meetings, workshops updating documents/systems
  • Excellent relationship management, time management and organisational skills, with the ability to work both independently and within a team
  • Undergraduate degree or equivalent experience is preferred

The contract will initially be 6 months paying £180 per day.
If you think it may benefit someone in your network please feel free to pass on my details.
If you are interested and feel that you match the desired skills/experience, please e-mail me your latest CV and I will be in touch.

MINIMUM Salary

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