FourthLine are currently recruiting for a global fund manager who are looking for a Junior Fund Oversight & Reporting Accountant based in London. The role consists of:
In order to qualify for the role, my client is looking for candidates who have/are:
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This job has now been filled but you may be interested in:
FourthLine are exclusively representing an up and coming financial technology provider as they look to hire a Regulatory Authorisations Manager to their expanding London operation. The company has gone from strength to strength over the past two years offering services such as peer to peer lending, pre-paid card services, currency exchange and much more. They continue to grow across Europe and have plans to offer services in North America.
In order to support the launch of new retail trading products cross jurisdictionally, they are looking to hire someone to own and manage all their regulatory authorisation processes. Joining the Global Licensing team, you will also be responsible for all of the firms banking policies and procedures.
You will need to have knowledge and experience of:
This is a great time to join the firm as they continue to grow. An excellent benefits package on offer as well as a very appealing bonus in the form of share options.
To find out more about the firm and the role, please contact Robert Morrison on 0203 800 1547
FourthLine are working closely with a client of ours; a leading investment management firm in London who are looking to bring in a Compliance Manager on a 3-month contract, to start immediately to support the compliance monitoring team.
Job Type: Contract
Duration: 3 Months
Location: London
Start Date: Immediately
Rate: Attractive Day Rate
Key Responsibilities:
Key Skills Required:
If you have the relevant experience and would like to discuss the role in more detail, please send an up-to-date CV
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FourthLine are currently recruiting for a boutique wealth manager who are looking for a Regulatory Reporting Manager.
The role consists of:
In order to qualify for the role, my client is looking for candidates who have/are:
If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.
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I am currently working with a London based investment management firm who are currently looking for a Compliance Analyst to join their existing team on a permanent basis. Looking to pay around £50,000
The overall role would be focusing on:
The ideal candidate will have:
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Business Analyst/PM
London
£competitive day rate DOE
Initially 4 months
We are supporting a leading Investment Management client who are looking for the support of a strong Business Analyst/Project Manager for the 2nd phase of a key operational project.
This successful candidate will possess the following:
- A strong track record of delivering change initiatives, ideally within a regulatory or compliance based environment
- A solid understanding of CASS regulations and connected change
- The ability to communicate with senior teams internally, and manage change interactions with the third party providers of the client.
- Self starter, problem solver and with a high degree analysis, able to identify potential issues and create fixes removing risks
- A history in Financial Services, ideally Investment Management however other areas of the Capital Markets considered.
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Compliance Monitoring Manager - Asset Management - Perm
An Asset Management company in the Centre of London are looking to Bring in a Compliance Monitoring Manager to run this side of Compliance.
This is a Permanent role
Role: Compliance Monitoring Manager
Salary: £60,000 - £70,000
Location: London
This role will be reporting directly to the Head of Compliance you will gain valuable experience by working very closely with key stakeholders throughout the business. The main responsibilities of the role will be running the annual compliance monitoring plan and ensuring that trades keep in line with Market Abuse Regulations (MAR).
The company itself has a strong compliance culture and the department works with the business in a cohesive manner. With this they are looking for someone that is collaborative in nature and will share with colleagues whilst being open and transparent. As this is a smaller business, they are looking for someone that will integrate into the culture well and can be adaptable at times.
Key Requirements
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Process Risk & Controls Manager - Fixed Term Contract 9 Months
An Asset Management company in London are looking to recruit a Compliance Advisory Officer to join the growing department.
This is a Fixed Term Contract
Role: Process Risk & Controls Manager
Salary: £70,000 - £80,000
Location: London
The role will be reporting directly to the Group Head of Risk and work with all key stakeholders across the business. The successful candidate will join the Risk team for the business designing and producing risk registers. These registers will help the business capture key material risks associated with every step of the investment process. This function will ensure that the business evaluates upcoming regulatory risks and ensures that the business complies with new FCA regulations.
Key to this role will be your excellent communication skills and ability to influence at senior management level as well as possessing the business acumen and understanding the full risk and controls landscape across all areas of the business. There is a scope for this role becoming a permanent position after the 9 months has been completed.
Key Requirements
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We are looking for a Compliance Head based in London who has following experience
The company, a global wealth and investment management firm are looking for a self motivated and passionate individual who can oversee their compliance function as a whole. This is a great opportunity for someone looking to undertake a management position with the scope to build the compliance department from scratch.
FourthLine are currently recruiting on behalf of a client who is looking for a CASS Assurance Manager.
The role responsibilities include:
In order to qualify for the role requirements include:
If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.
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ROLE: Market Surveillance Business Analyst / Project Manager Hybrid
LENGTH: 6 Months
DAY RATE: £500p/d
Fourthline are working with a Brokerage to bring in a Business Analyst/Project Manager who has experience working within Investment Banking Compliance.
If you have the relevant experience and are interested, please apply below. Please feel free to share the job description with those who you know that may be interested.
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FourthLine are working with a large Investment Management firm based in London to recruit a PMO Lead for a 6-12 month contract.
Job Description
Ideally, I am looking for someone who has a background working at a Portfolio level in both PMO and Project Management. Wealth Management experience would also be beneficial.
If you feel you have the above experience and would like to be considered for the role, please apply with an up to date CV.
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