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Compliance Officer

Up to £80000 per annum

Asset Management - Investment Management - Compliance Officer
An Asset Management company in London are looking to recruit a Compliance Officer to join the growing department.
This is a Permanent Role
Role: Compliance Officer
Salary: £80,000
Location: London
The role will be reporting directly to the Head of Compliance and work with key stakeholders across the business. The successful candidate will oversee the compliance team for the business carrying out Monitoring, Distribution and General Compliance. This function will ensure that the business will comply with FCA regulations.
The company itself is on the cutting edge of Asset Management as a very entrepreneurial firm they are looking for like minded Compliance Professionals to join them. The company has gone from strength to strength over the past few years growing rapidly hence the need for this new role. They have attracted some of the industries top talent and are looking to continue this trend.

Technical Abilities:

  • The company is looking to bring someone in with five or more years of experience.
  • They are looking for some one with experience involving equities or derivatives.
  • Must have experience in Monitoring and Generalist Compliance.
  • Experience writing and submitting reports to regulators would be a bonus.


  • Entrepreneurial.
  • Confident dealing with internal stakeholders.
  • Hit the ground running, bringing solutions not problems.
  • Collaborative.



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