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Compliance Officer - Reg Tech - up to £35,000 - Home Based!

£27000 - £32000 per annum

FourthLine are currently representing our client, a Regulatory Technology provider, as they look to hire a home-based Compliance Manager into their in-house team. The Compliance advice is currently outsourced, and to support their exciting growth they are looking for someone to take ownership of constantly updating their policies and frameworks for clients.

The company provide a range of services to Wealth Managers, IFA's and Tier 2 Banking clients. Their objective is to help firms understand their unique market positioning in areas of people, regulation, systems, etc. by producing detailed reports to help firms understand their key priority areas for improvement.

As Compliance Manager, some of your responsibilities will include:

  • Designing, developing and delivering tailored compliance content to clients;
  • Managing the online compliance helpdesk;
  • Working with the board to ensure Compliance agenda remains up to date and relevant.

The ideal candidate will have some of the below criteria

  • Compliance experience within a wealth, IFA or consulting environment;
  • Background as a paraplanner, or financial advisor would be ideal but not essential;
  • Professional qualifications (CISI) or industry qualifications (Level 4 Diploma);
  • Excellent knowledge of FCA regulation as it applies to the Wealth Management sector especially;
  • Innovative and creative approach, must be solution orientated and hands on with technology.

Please note this role is 100% home based with some occasional travel to London.


Managing this Role



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