Compliance Monitoring Manager

BBBH2443_1548257760
£60000 - £70000 per annum Pension Bonus

Compliance Monitoring Manager - Asset Management - Perm


An Asset Management company in the Centre of London are looking to Bring in a Compliance Monitoring Manager to run this side of Compliance.


This is a Permanent role
Role: Compliance Monitoring Manager
Salary: £60,000 - £70,000
Location: London


This role will be reporting directly to the Head of Compliance you will gain valuable experience by working very closely with key stakeholders throughout the business. The main responsibilities of the role will be running the annual compliance monitoring plan and ensuring that trades keep in line with Market Abuse Regulations (MAR).


The company itself has a strong compliance culture and the department works with the business in a cohesive manner. With this they are looking for someone that is collaborative in nature and will share with colleagues whilst being open and transparent. As this is a smaller business, they are looking for someone that will integrate into the culture well and can be adaptable at times.

Key Requirements

  • Experience updating a Compliance Monitoring Plan (CMP)
  • Experience dealing with a wide variety of stakeholders effectively.
  • Financial crime experience around AML would be beneficial.
  • Knowledge of MAR.
  • Conducting risk-based monitoring reviews, both routine and thematic.
  • Other areas of Compliance experience would be valued as there will be ad hoc projects that you will be asked to assist with.

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