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Compliance Monitoring Manager

BBBH2443_1548257760
£60000 - £70000 per annum Pension Bonus

Compliance Monitoring Manager - Asset Management - Perm


An Asset Management company in the Centre of London are looking to Bring in a Compliance Monitoring Manager to run this side of Compliance.


This is a Permanent role
Role: Compliance Monitoring Manager
Salary: £60,000 - £70,000
Location: London


This role will be reporting directly to the Head of Compliance you will gain valuable experience by working very closely with key stakeholders throughout the business. The main responsibilities of the role will be running the annual compliance monitoring plan and ensuring that trades keep in line with Market Abuse Regulations (MAR).


The company itself has a strong compliance culture and the department works with the business in a cohesive manner. With this they are looking for someone that is collaborative in nature and will share with colleagues whilst being open and transparent. As this is a smaller business, they are looking for someone that will integrate into the culture well and can be adaptable at times.

Key Requirements

  • Experience updating a Compliance Monitoring Plan (CMP)
  • Experience dealing with a wide variety of stakeholders effectively.
  • Financial crime experience around AML would be beneficial.
  • Knowledge of MAR.
  • Conducting risk-based monitoring reviews, both routine and thematic.
  • Other areas of Compliance experience would be valued as there will be ad hoc projects that you will be asked to assist with.

#LI-STD


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* Managing Outsource relationships in relation to CASS reconciliations
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* If you have prior CASS reconciliation experience, both under CASS 6 and 7 (ESSENTIAL)
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Day Rate: up to £275 | London | Min 6 months


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CASS project support administrator

FourthLine is currently working on an exciting CASS opportunity within a leading Asset Manager based in the City of London. The client is undergoing a large change project, where they are building their CASS oversight function and require a contractor work like to aid the project manager and Project SME. The successful candidate will be responsible for accurate minute and action taking for all aspects of the change programme, as well as participating in solution design workshops.

The successful candidate will have the following skills and experience:

  • Previous knowledge or experience of CASS, ideally within a Buy-side firm
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  • Excellent relationship management, time management and organisational skills, with the ability to work both independently and within a team
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The contract will initially be 6 months paying £180 per day.
If you think it may benefit someone in your network please feel free to pass on my details.
If you are interested and feel that you match the desired skills/experience, please e-mail me your latest CV and I will be in touch.

MINIMUM Salary

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