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US Privacy Lawyer

1841
Contract - apply for details

FourthLine are working with Global Technology firm who are looking for an US Privacy Lawyer to join them for 6 months.

The role is home-based, 5 days a week.

You must have 5 years' PQE and Privacy experience- this can come from an in-house role OR a reputable law firm or private practice. Technology sector background is preferred, although other sectors are also encouraged to apply. Ideally, we are looking for someone with multi-jurisdictional experience from a multinational organisation

You MUST be able to negotiate and draft contracts and look through client/vendor agreements and contracts. Policy drafting skills are a bonus.

If this role sounds of interest, please send your CV to raeesa.patel@thefourthline.co.uk

Managing this Role

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Regulatory Auditor Insurance London - £65K

FourthLine is currently supporting a global reinsurance business in their search for a Regulatory Auditor to join their City based team.  The role is a replacement role which helps the organisation bridge the complex and dual challenge of both regulation and audit facing the business.

As Regulatory Auditor, you will be working in a small team of three alongside the Risk Manager and reporting to the Risk and Compliance Director.  The key function of the role is to offer Audit leadership with a sprinkling of regulatory advice to the business.  As Regulatory Auditor, you will take full responsibility for the annual audit plan; inputting information into the plan, risk based analysis to identify focus, plan which parts of the business you will audit and how often and then put together detailed and rigorous reports on areas of concern and then supply recommendations of how to overcome those concerns.  These reports will be scrutinised by the board who sign off on the recommendations and the Regulatory Auditor will then be responsible for carrying out all follow up actions.  Additional responsibilities include regulatory horizon scanning, some sanctions and some regulatory advisory work.

As Regulatory Auditor, you will have a solid background in Internal or External Audit with a recognised Accountancy, Audit or Insurance qualification.  Financial services experience is a must and experience or an understanding of underwriting and the insurance sector is desirable but not essential.  This is a role which requires you to build strong relationships up to CEO and so you should be approachable and pragmatic but be happy to stand firm on your recommendations.  Key to the role is rigorous analysis and the ability to write detailed reports and provide recommendations and you will be able to demonstrate expertise in both areas.  The role offers autonomy and is a high profile position in the firm and so will suit someone able to hit the ground running.

Please get in touch with Richard Ferguson on Richard.Ferguson@thefourthline.co.uk for further details on this interesting and unique opportunity.

UCITS Consultant

UCITS Compliance Consultant - London - Strong Salary

FourthLine are currently recruiting for a prestigious regulatory consultancy firm based in the city.

The firm deals with a broad variety of clients ranging from hedge fund, private equity, venture capital and investment advisers so there is a lot of exposure to be gained working for this company.

Job Title: UCITS Compliance Consultant

Position Type: Permanent, Full Time

Position Location: London

Salary: Competitive Depending on Experience

Experience: 5+ years


This is a great opportunity for anyone who is looking for broad exposure to various business models along with as the successful candidate will be responsible for your own portfolio of clients and assisting / advising them in all regulatory matters pertaining to their business, including all aspects relevant to UCITS

If this role seems of interest and you feel could be a good match please respond with a copy of you up to date CV or give me a call on my direct line which is below.

Senior Project Analyst

Contract - apply for details

FourthLine is working with a leading FS client to resource a new Senior Project Analyst. This is a challenging opportunity for an experienced change professional with a solid understanding of both Regulatory change and KYC/AML.

Essential Skills:

  • Project management experience within FS
  • Facilitating workshops and smaller working groups
  • Diverse stakeholder engagement and management
  • UAT planning and execution
  • Providing BRD’s, TOM’s, As-is/to-be design

The Ideal Candidate will have:

  • Knowledge of Agile and Waterfall methodologies
  • Business systems analysis experience – articulating the business need and system fit
  • Proven working knowledge of KYC analysis and a good understanding of the end-to-end client onboarding journey
  • Knowledge of 3rd party data providers e.g. Equifax, Bureau Van Dijk, Dow Jones.
  • Strong understanding of the Money Laundering Regulations

Compliance Business Partner

Contract - apply for details

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Interim CF10a

Contract - apply for details

Fourthline is working with an exciting Investments business based in the City and supporting on the hire on an interim CF10a. The client is growing quickly and inline with this needs to strengthen the CASS oversight areas.

This is a short term contract and will require someone to be pre-authorised or willing to go through the authorisation approval process with the regulator.

You must have:

- An expert understanding of the CASS rulebook

- A proven track record in CASS projects, especially CASS oversight

- Good product knowledge of funds and related investment products.

- Excellent stakeholder management skills able to support the C level team.

Senior Risk Analyst - Life Insurance - London - up to £60,000

FourthLine are looking to recruit a Risk Analyst on behalf of our Life Insurance client based in Central London. As a result of growth within the team we are looking for someone to support the Head of Risk in the general day to day running of the department including identification, assessment, monitoring and reporting of risks.

Key responsibilities of the role will include, conducting risk analysis and control assurance activities, follow up and reporting of risk incidents, maintenance of risk registers, complex ad-hoc reviews as requested, provision of written and quantitative reports to senior management and risk committee in addition to working closely with the business identifying data for KRI’s and risk reports.

Suitable candidates will ideally have:

  • A number of years’ worth of experience working within a Risk Management function of a Life Insurance business, however applicants from other areas within General Insurance and wider financial services are welcomed to apply.
  • Wider Financial Services experience would be considered. We are looking for candidates with a solid understanding of loss reporting, some experience following up risk incidents, the ability to update or add information to a risk register in addition to the general understanding of the role of a traditional risk management function.
  • Candidates should be comfortable working within a small team and willing to roll their sleeves up with the day to day responsibilities of the role.
  • The ability to build relationships across all levels of stakeholders is essential.

If this role is of interest and you have the suitable skills, please get in touch with Michal McAvoy for a confidential discussion.

Data Protection Lawyer

FourthLine are working with a Global Insurer & Asset Manager based in London to help strengthen their data protection team. They are looking for a Data Protection Lawyer to join them for 6 months on a contract basis.

Experience Required:

  • Experience working in-house for a financial services firm
  • Commercial Data Protection experience
  • Re-writing and re-drafting 3rd Party Vendor contracts
  • Drafting Data Protection model clause amendments to bring in line with GDPR

If this sounds of interest then please send an up to date copy of your CV through to matthew.reid@thefourthline.co.uk

CASS analyst

Contract - apply for details

Role: CASS Analyst

Contract: 6-9 Months

Location: London

Competitive day rate

Fourthline is working with a leading Financial Services business based in Canary Wharf.

We are helping on a piece of CASS remediation work and looking to source a strong analyst to support the wider CASS team. The role will require someone who has experience of working on or around CASS projects with an appreciation of the rules.

For more information please get in touch

Data Protection Officer & Head of InfoGov

My client, a household name and pioneering medical organisation, are looking to pay 60,000 per year for a Data Protection Officer & Head of Information Governance based in Central/South London.

This is to set their Information Governance direction for them and act as their statuary Data Protection Officer to the ICO. You will serve as the Executive Office on Information Governance and ensure compliance with the FoI Act.

You will…

  • become part of their company continuity committee and will coordinate the input of all relevant teams on their information security plans;

  • monitor compliance with GDPR and monitoring their data processing activities.

  • be responsible for conducting investigations into any Information Governance breaches;

  • support their IT & Governance team on the implementation of their data science framework;

  • conduct and be accountable for their entire Information Governance structure across the institute;

  • ensure their information is held confidentially and safely;

  • ensure all 3rd parties are compliant of their Information Governance responsibilities.

About you

They are looking for that certain someone who has…

  • a degree;

  • an understanding and experience of how a medical organisation processes data or experience within the healthcare sector;

  • several years’ experience within Data Protection, Information Security and Information Governance;

  • experience in Senior management engagement;

  • strong knowledge and experience of the GDPR;

  • experience in drafting and implementing privacy and risk based policies and procedures.

Finally, they are looking for someone who can step into this role with professionalism and merit; handle their Information Governance and Data Privacy requirements and steer their data programs and processes in a compliant and efficient manner.

Information Security Manager

My client, a global law firm is seeking an Information Security Manager to join the firm ASAP. This company is based in Central London.

Seeking an experienced Information Security professional to who is looking for their next step up in to a managerial position, to lead the firm on all matters Information Security.

Responsibilities:

  • Point of contact for Information Security matters across global offices.
  • Maintain ISO 27001 certification
  • Undertake risk assessment exercises on new systems
  • Maintain relevant tools/frameworks and documentation
  • Responding to security audit activities
  • Provide content and training on security awareness
  • Assist with daily queries, including client questions, ensuring overall compliance
  • Work closely with all functions including IT, data privacy & compliance

Essential:

  • 3+ years information security experience
  • Strong knowledge of ISO 27001
  • Related qualification – either MSc in Security or similar, CISSP, ISO 27001 Lead Auditor etc.
  • Seeking step up in to managerial position
  • Understanding of complex global organisation

Desired:

  • Professional Services experience preferable
  • Working knowledge of range of security standards and frameworks
  • Being heavily involved in information security projects
  • Good analytical skills – analysing security risk
  • Positively influence stakeholders and management
  • Ability to develop strong working relationships

If this is of interest, please apply, as the client would like interviews to take place as soon as possible.

Lead Business Analyst

Location: London

Duration: 6 Months

Day Rate: Competitive

FourthLine are helping a leading Global Asset Management Firm in identifying a lead Business Analyst for their MiFID II Costs & Charges work stream. This role is on an interim basis and the role will consist of carrying out typical Business Analyst duties across the London and Luxembourg offices.

Required knowledge:

  • Excellent working knowledge of MiFID II, particularly with Costs & Charges
  • Extensive knowledge of the Asset Management space
  • Vast Business Analyst experience
  • A mixture of functional and technical skills
  • Ability to perform GAP analysis, as-is and to-be processes, Target Operating Model

Risk & Governance Manager (FTC)

Governance Reporting - 55k – 12 Month FTC - Wealth Management - London/Liverpool

Job Purpose:

To assist the Chief Risk Officer in the effective development and delivery of the Risk & Compliance governance and reporting Framework, ensuring effective compliance support is provided to the regulated businesses.

Key Responsibilities:

  • Assist the CRO in developing effective reporting for the Executive, Board and Risk & Audit Committee.
  • Manage the actions for the CRO office, ensuring that these are prioritised and that actions are completed within agreed timeframes
  • Lead the Overall CRO strategy working with the leadership team
  • Own the CRO intranet site and develop innovative ways of communicating with the business
  • Support the CRO when they are sponsoring programmes
  • Provide support on internal and external presentations
  • Coordinate all internal reporting by the Risk & Compliance function
  • Manage internal projects on behalf of the team
  • Develop and implement the Risk and Compliance brand within the business
  • Regularly attend various governance and policy committees as required, providing regulatory insight and challenge where necessary
  • Attend appropriate training events, functions and marketing initiatives when required
  • Support the CRO by providing suitable high-quality management information and analysis on a frequent basis, to enable senior management and the Risk & Audit Committee to understand the material compliance risks facing the group and the actions being taken to manage and mitigate these
  • Providing support to the CRO and colleagues, in contributing to the good leadership and management of the function

Key Skill Required:

  • Excellent communication skills, both oral and written, in a clear, concise, compliant and confident manner, ensuring that team members are aware of key developments
  • High professional standards of conduct and practice
  • Ability to identify and analyse information; undertake ad hic assignments and themed activity as required
  • Excellent presentation skills, with experience in Diligent
  • Excellent time management skills
  • Experience of managing large teams and ensuring performance is to a high standard
  • Ability to solve problems and develop workable solutions
  • Influence and leadership skills are a must

Technical Skills and Knowledge Required:

  • Ability to demonstrate significant work experience in Financial Services, preferably within Risk & Compliance
  • Knowledge of internal compliance procedures; to anticipate the impact of regulatory changes upon the business and manage overall commercial risk
  • Excellent up to date knowledge of products, funds, markets and appropriate financial instruments; compliance monitoring and oversight; technical support/advice on complex regulatory matters

If this is of interest to you, or anyone in your network, please send your CV to the details below.

Aamir.patel@thefourthline.co.uk

020 3854 0525

 

MINIMUM Salary

£ k