Compliance Officer

£55000 - £60000

I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to learn and looking to work in a top-quality asset management house within a very positive, friendly, non-status, team-orientated environment. This is a permanent position and would join the strong, current standing Compliance team as an Officer

The ideal candidate will have:

  • 5/6 years of experience in investment Compliance within asset management.
  • Strong knowledge of fixed income and bonds.
  • Solid understanding of UCITS and AIFMD
  • Post trade expertise and can assist/develop on pre trade
  • Experience Identifying, investigating and reporting breaches
  • An ability to manually review guideline restrictions

This is a great opportunity for an experience candidate that is looking for their next step, in a position where they can thrive, grow, develop and take an active and collaborative approach to Compliance.


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