Compliance Adviser

£50000 - £60000

I am currently working with a London based Investment platform that are looking to bring an experienced Compliance Adviser into their business on a permanent basis.

The ideal candidate will have:

  • 4/5 years compliance generalist experience within retail asset management
  • Experience working with FCA sourcebooks – Including COBS, SYSC, PROD and SUP
  • A solid understanding of Financial Promotions
  • Experience of providing compliance advice on conduct business related matters
  • An awareness of retail financial products – Including ISAs and pensions

Some desirable skills include:

  • A strong knowledge of the rule book – Including IFPRU/GENPRU and CASS
  • Experience working on regulatory change projects
  • Legal or compliance qualifications

This is a great opportunity for the right candidate that is looking to work within a strong and capable compliance team with an outgoing and approachable environment .


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