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Regulatory Change Manager

1630
Contract - apply for details

I’m working with a leading London based Buy-Side client of mine to identify an interim Regulatory Change Manager. The role will involve delivering numerous regulatory change projects which will affect all areas of the business.


In order to be considered for the role, you will require:

  • Direct hands-on project management experience of working on regulatory change initiatives.
  • Must have solid Buy-Side experience.
  • Need to have a strong understanding of multiple regulatory requirements, particularly MiFID II.
  • The ability to interact and communicate with key stakeholders is a must.

Location: London
Rate: Market Rate
Duration: 6 Months

Please forward an up to date CV to Sofia.MouraDaLuz@thefourthline.co.uk to be considered, I will be in touch with more details once received. Due to the volume of applications, please do not call ahead of submitting a CV.

Managing this Role

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Data Protection Advisor

£35000 - £40000 per annum


A global e-commerce retailer are building out their privacy team from their central London office. The group are looking for a data protection professional that is new to the field and looking to expand their career. You will join their global team and work towards the teams overall privacy strategy.

If you are a data privacy professional with a real interest in the fashion industry then this opportunity could be ideal for you!

Please apply to find out more if you....

  • Are a graduate with at least a years experience focused on data protection.
  • Have commercial understanding and legal knowledge of the DPA 2018, GDPR and e-Privacy regulation.
  • Are a confident presenter that enjoys building relationships with a wide range of staff across a global business.
  • Have dealt with the review and analyse of DPIAs.
  • Process customer or employee SARs.
  • Improve and deliver data protection training.
  • Have worked with a team to review a data privacy strategy.
  • Worked across functions of a complex, business matrix.


Benefits

  • Discount from company brands and other retailers.
  • Enrolment onto company pension plan.
  • Optional core hours to be flexible with your lifestyle.
  • Option to buy extra holidays!


Please do send across your CV if this role has tempted your interest and I will give you a call if you have the desired experience!

Data Protection Manager

£55000 - £65000 per annum


This is a brand new role for a data protection professional to join a leading law firm as the manager that governs data for the global business.


The Data Protection Manager will be part of the in-house operations that drive forward the firms data management policies, procedures and standards.


Day to day of the role..

  • Develop and maintain data protection standards that ensures the confidentiality of company and client data.
  • Report on these standards to ensure firmwide compliance with the regulations.
  • Educate colleagues across the business on the importance of good working practice in relation to data protection.
  • Develop an action plan in the event of a data breach and train colleagues on how to react to if an actual breach takes place.
  • Work alongside the privacy champions so they understand their responsibilities as the department leads.


Your experience..

  • Strong knowledge and working practices of data protection practices, approaches and toolkits in a working environment.
  • Someone that is proactive to learn more about the regulation so you can keep the firm up to scratch with changes to data privacy laws and policies.
  • Prior experience advising on best practice and providing recommendations.
  • Project or change management experience is desirable.
  • Experience raising awareness and training members of staff in line with the regulation.
  • Strong experience drafting data protection policies, technology provisions and outsourcing agreements.


Please do send across your CV if this role has tempted your interest and I will give you a call if you have the desired experience!

Data Protection Advisor

£55000 - £75000 per annum

A global retailer are building out their data privacy team from their central London office. The group are looking for a subject matter expert to focus on the advisory side of their data privacy compliance programme.


If you are a data privacy professional with a real interest in the fashion industry then this opportunity could be ideal for you!


Please apply to find out more if you....

  • Have strong experience as a Data Protection advisor!
  • Can create and implement Data Privacy Impact Assessments.
  • Are technically sound at processing privacy by design and default.
  • Have prior experience working in-house for a consumer facing, fast paced business or with retail clients as a consultant for data protection matters.
  • Are able to apply data privacy requirements to a consumer-facing, global organisation that needs advice in line with commercial priorities.
  • Can proactively monitor compliance in line with privacy risks that may approach a commercial business.
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It would be a real advantage if you had experience as a project manager and IAPP or ISEB data protection qualifications.


Benefits

  • Company performance related bonus.
  • Discount from company brands and other retailers.
  • Enrolment onto company pension plan.
  • Optional core hours to be flexible with your lifestyle.
  • Option to buy extra holidays!


Please do send across your CV if this role has tempted your interest and I will give you a call if you have the desired experience!

Data Protection Manager

£45000 - £65000 per annum

A global retailer are building out their data privacy team from their central London office. The group are looking for a subject matter expert to focus on the responsive side of their data privacy compliance programme.


If you are a data privacy professional with a real interest in the fashion industry then this opportunity could be ideal for you!


Please apply to find out more if you....

  • Have strong experience completing privacy risk assessments.
  • Prior experience working in-house for a consumer facing, fast paced business or with retail clients as a consultant for data protection matters.
  • Have been part of a GDPR readiness programme.
  • Can build relationships and influence senior stakeholders across group functions with a global mindset.
  • Are able to apply data privacy requirements to a consumer-facing, global organisation that needs advice in line with commercial priorities.
  • Can create and deliver comprehensive privacy training.


It would be a real advantage if you had experience as a project manager and IAPP or ISEB data protection qualifications.


Benefits

  • Company performance related bonus.
  • Discount from company brands and other retailers.
  • Enrolment onto company pension plan.
  • Optional core hours to be flexible with your lifestyle.
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Please do send across your CV if this role has tempted your interest and I will give you a call if you have the desired experience!

Compliance Officer

£50000 - £65000 per annum pension, healthcare and bonus

Fourthline are working with our client, a well-established and globally renowned International Bank, with products such as mortgages, credit cards, current accounts and loans, who are looking for a Senior Compliance Officer to join the team.


Based in their London Headquarters, you will be working with different departments within the bank, providing compliance advice and designing and delivering training with relation to new products and services.


Job Type: Permanent
Location: London
Salary: £60,000 benefits and bonuses.
Work Pattern: Mon-Fri

Requirements:

  • Have a clear understanding of the recent changes within FCA handbooks, relating to banking products such as current accounts, loans, cards, mortgages etc;
  • Compliance Monitoring and/or Compliance Advisory experience;
  • Be able to read and understand the banks Regulations, specifically relating to the PRA, the FCA Conduct requirements.
  • The ability to understand, write and present reports in a clear and concise manner;
  • Have oversight of risk mitigation providing guidance and support to the business;
  • Experience in people management is a bonus.


If you have the relevant experience and would like to discuss the role in more detail, please send an up-to-date CV to maria.koundouri"at"thefourthline.co.uk

Senior Regulatory Reporting Consultant


FourthLine are currently recruiting for a leading Financial Services Firm who are looking for a Senior Regulatory Reporting Consultant in London.

The role consists of:

  • Be responsible for the FATCA/CRS regulatory reporting and the department point of contact on all related issues and queries for internal and external clients.

  • Ensure reporting deadlines are met and quality check the reports.

  • Monitors and report on yearly report production and make recommendations to manager on procedure changes.

  • Conduct process reviews compile and submit IMA returns, coordinate business continuity plans and to provide management information and analysis to business units based in EMEA.

  • Provide MIS reporting and operational support across the business unit.

  • Understand and communicate new and existing regulatory changes to clients and internal partners and maintain close relationships with senior stakeholders.

In order to qualify for the role, my client is looking for candidates who have/are:
  • Previous experience of FATCA/CRS reporting is essential.
  • Strong data analysis skills and working knowledge of Excel and Power Point.
  • Previous experience of working within a Transfer Agency is desirable.

If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

Privacy Specialist

Would you like to be the Privacy Specialist at a consumer driven firm?


This is a newly appointed opportunity for a professional to join a global privacy team that have been building out their function across jurisdictions.


The team have been working hard to build a strong compliance culture and now they would like to welcome a Privacy Specialist to join their global business venture where data is at the forefront of their journey.


The company are always seeking to improve the customer experience in the fast paced world of consumer goods and with this there is a need for an innovative Privacy Specialist to join the team.


The day and the life of the chosen professional..

  • Work with teams across the business to ensure that data protection risks are identified and all personal information processing activities comply with the GDPR and national regulations.
  • Liaise with business units to build an understanding of privacy risks related to their data processing and advise on how to mitigate risks.
  • Embed Privacy by Design into business processes.
  • Work with the team to carry out training and awareness, review policies and procedures, complete testing and monitoring to ensure compliance with the firm's privacy framework.
  • Insert privacy language into contracts with third party providers.
  • Provide assessments and documentation of privacy risks with proposed plans to mitigate the risks.
  • Manage the response to privacy incidents. Process and complete SARs and DPIA.
  • Liase with the regulator and notify any data breaches through the set up breach processes.

What you shall need..

  • Strong experience in a previous privacy, legal or compliance function.
  • Capability to work autonomously and provide privacy advice to a complex organisation.
  • Strong understanding of the GDPR.
  • Experience working in a matrix environment within a large organisation.
  • Ability to engage with a wide range of business units.

If you would like to know more about the role, please apply with your updated CV and we can arrange a call to see whether this is the right opportunity for you.

Privacy Manager

£65000 - £85000 per annum


One of the largest multinational law firm are seeking an in-house Privacy Manager....


This is an in-house opportunity to be the Privacy Manager at an organisation that represent a wide range of enterprises. You shall be the organisations specialist that drives the privacy culture across the board.


The day and the life of the chosen professional..

  • Collaborate with colleagues across the business to ensure ongoing, company-wide compliance with the GDPR.
  • Create and deliver innovative training tailored to different areas of the business.
  • Conduct and implement Data Privacy Impact Assessments.
  • Manage records related to data protection requirements and data subject requests.
  • Manage data incidents and breaches in coordination with the firms key players.
  • Communicate and report into the ICO.


What they are seeking..

  • Someone that is legally qualified OR has worked within a legal compliance framework.
  • An expert to lead the firms data privacy and GDPR strategy.
  • The ability to work collaboratively with colleagues across the business.
  • Strong project management, interpersonal and organisational skills.
  • The capability to prioritise and deliver to deadlines.


Apply with your updated CV to find out more about this role and we can arrange a call to see whether this is the right opportunity for you.

Regulatory Auditor - Insurance

Regulatory Auditor Insurance London - £65K

FourthLine is currently supporting a global reinsurance business in their search for a Regulatory Auditor to join their City based team.  The role is a replacement role which helps the organisation bridge the complex and dual challenge of both regulation and audit facing the business.

As Regulatory Auditor, you will be working in a small team of three alongside the Risk Manager and reporting to the Risk and Compliance Director.  The key function of the role is to offer Audit leadership with a sprinkling of regulatory advice to the business.  As Regulatory Auditor, you will take full responsibility for the annual audit plan; inputting information into the plan, risk based analysis to identify focus, plan which parts of the business you will audit and how often and then put together detailed and rigorous reports on areas of concern and then supply recommendations of how to overcome those concerns.  These reports will be scrutinised by the board who sign off on the recommendations and the Regulatory Auditor will then be responsible for carrying out all follow up actions.  Additional responsibilities include regulatory horizon scanning, some sanctions and some regulatory advisory work.

As Regulatory Auditor, you will have a solid background in Internal or External Audit with a recognised Accountancy, Audit or Insurance qualification.  Financial services experience is a must and experience or an understanding of underwriting and the insurance sector is desirable but not essential.  This is a role which requires you to build strong relationships up to CEO and so you should be approachable and pragmatic but be happy to stand firm on your recommendations.  Key to the role is rigorous analysis and the ability to write detailed reports and provide recommendations and you will be able to demonstrate expertise in both areas.  The role offers autonomy and is a high profile position in the firm and so will suit someone able to hit the ground running.

Please get in touch with Richard Ferguson on Richard.Ferguson@thefourthline.co.uk for further details on this interesting and unique opportunity.

Project Manager (PMO) - London - 12 Month FTC - £60,000

Up to £60000 per annum


FourthLine are currently recruiting for a Project Manager (PMO) to join our internationally renowned client based in London. The successful candidate will be hired on a 12 Month Fixed-Term Contract paying £60,000.



Joining the team as an Project Manager (PMO) you will be managing and delivering several innovation projects within the firm. Some of the main responsibilities of the role are the following:

  • Implementation of a range of projects and initiatives across the innovation and technology departments.
  • Develop and maintain project plans and schedules for each assignment.
  • Controlling project management plans and costs.
  • Coordinating with various stakeholders to ensure implementation of various projects and ensuring efficient transition to BAU.
  • Change Management.
  • Risk and Issue scoping and resolution.



Suitable Candidates for the Project Manager (PMO) role may have the following backgrounds or have experience in the following areas:

  • A minimum of 3-4 years' experience of working in a project space.
  • Project Management Certifications - Prince2, Agile.
  • Change Management Certification e.g. Prosci.
  • Experience of working in the legal or professional services environment would be advantageous, but not necessary.
  • A competent understanding of project management techniques, as-well as solid commercial and analytical skills.



If this position appeals to you and you feel you meet the above criteria, then please get in touch with Daniel Bright via email with your CV to arrange a time to talk in more detail at .



Please also feel free to pass on to your network if you know someone who may be open to discussing confidentially

Interim Head of PMO


FourthLine are currently working with a multinational Retail company to recruit an interim Head of PMO on a contract basis.

The role will support a large scale Finance Transformation Programme and I am ideally looking for somebody with extensive Finance Transformation experience gained in the Retail sector.

If you feel you have the above experience and would like to be considered for the role, please apply with an up to date CV.

Market Surveillance Officer


Alternative Asset Management - Market Surveillance - Compliance
An Alternative Asset Management client of mine have a new opportunity on the team for a Market Surveillance Officer.
Location: London
Type: Permanent
Salary: £70,000
Role: Market Surveillance Compliance

An Investment Manager working with both retail and institutional clients in the Alternative Asset space is looking to make a new hire to join the Compliance team. The role will be reporting directly to the Head of Compliance and will be covering all aspects of Market Surveillance for the company. The firm has a good compliance culture and people joining stay with the firm for a number of years. There are a number of different funds that you will be dealing with ranging from equities to fixed income.

Job Description:

  • Ensuring surveillance / monitoring activities undertaken by the Company are adequate and fit for purpose.
  • Proactively identifying gaps and weaknesses in surveillance/ monitoring activity and actively seeking to address them.
  • Carry out specific compliance surveillance monitoring work covering the main regulations which apply to the Company's business including:
    transaction surveillance, unusual transactions and front running research, for possible market abuse and other inappropriate conduct.
  • Review of front office communications for inappropriate conduct or possible market abuse.
  • Conflicts of interest from personal account dealing and other sources.
  • 5 Years working in compliance with good experience in another Alternative Asset Management business.
  • Must have previous experience in Market Surveillance.

 

MINIMUM Salary

£ k