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Reg Operations Manager

1763
£40000 - £50000

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Privacy Specialist

Would you like to be the Privacy Specialist at a consumer driven firm?


This is a newly appointed opportunity for a professional to join a global privacy team that have been building out their function across jurisdictions.


The team have been working hard to build a strong compliance culture and now they would like to welcome a Privacy Specialist to join their global business venture where data is at the forefront of their journey.


The company are always seeking to improve the customer experience in the fast paced world of consumer goods and with this there is a need for an innovative Privacy Specialist to join the team.


The day and the life of the chosen professional..

  • Work with teams across the business to ensure that data protection risks are identified and all personal information processing activities comply with the GDPR and national regulations.
  • Liaise with business units to build an understanding of privacy risks related to their data processing and advise on how to mitigate risks.
  • Embed Privacy by Design into business processes.
  • Work with the team to carry out training and awareness, review policies and procedures, complete testing and monitoring to ensure compliance with the firm's privacy framework.
  • Insert privacy language into contracts with third party providers.
  • Provide assessments and documentation of privacy risks with proposed plans to mitigate the risks.
  • Manage the response to privacy incidents. Process and complete SARs and DPIA.
  • Liase with the regulator and notify any data breaches through the set up breach processes.

What you shall need..

  • Strong experience in a previous privacy, legal or compliance function.
  • Capability to work autonomously and provide privacy advice to a complex organisation.
  • Strong understanding of the GDPR.
  • Experience working in a matrix environment within a large organisation.
  • Ability to engage with a wide range of business units.

If you would like to know more about the role, please apply with your updated CV and we can arrange a call to see whether this is the right opportunity for you.

Privacy Manager

£65000 - £85000 per annum


One of the largest multinational law firm are seeking an in-house Privacy Manager....


This is an in-house opportunity to be the Privacy Manager at an organisation that represent a wide range of enterprises. You shall be the organisations specialist that drives the privacy culture across the board.


The day and the life of the chosen professional..

  • Collaborate with colleagues across the business to ensure ongoing, company-wide compliance with the GDPR.
  • Create and deliver innovative training tailored to different areas of the business.
  • Conduct and implement Data Privacy Impact Assessments.
  • Manage records related to data protection requirements and data subject requests.
  • Manage data incidents and breaches in coordination with the firms key players.
  • Communicate and report into the ICO.


What they are seeking..

  • Someone that is legally qualified OR has worked within a legal compliance framework.
  • An expert to lead the firms data privacy and GDPR strategy.
  • The ability to work collaboratively with colleagues across the business.
  • Strong project management, interpersonal and organisational skills.
  • The capability to prioritise and deliver to deadlines.


Apply with your updated CV to find out more about this role and we can arrange a call to see whether this is the right opportunity for you.

Risk and Compliance Project Manager

£400 - £450 per day


FourthLine are working with a Global Law firm who are looking to hire an Interim Project Manager for 12 months in London.
The Project Manager will be working on the following projects.
1) Implementing the ISO 9001 standard
2) Implementing a Compliance framework and policies across the whole organisation.
The firm are looking to hire ASAP, but a few weeks notice is acceptable.
I am looking for someone who has process implementation, design and delivery experience, with strong PM skills.

If this role sounds of interest, please email

Head of Risk Analytics

Up to £90000 per annum


FourthLine are currently recruiting for a leading Online Payments firm who are looking for a Head of Risk Analytics.
The role consists of:

  • Develop an in-depth understanding of key business risks and performance indicators, and the control functions that are used to influence them
  • Lead a team of data scientists, setting priorities for the analysis required to inform business decisions about risk mitigation strategies and risk controls that are to be implemented
  • Oversee the implementation and management of risk systems, including enterprise transaction monitoring tools.


In order to qualify for the role, my client is looking for candidates who have/are:

  • In depth experience in payments fraud typologies
  • A deep understanding of KYC principles and regulatory frameworks for KYC and KYB
  • Working knowledge of transaction monitoring platforms such as Actimize, Accertify, and Feedzai


If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

Regulatory Auditor - Insurance

Regulatory Auditor Insurance London - £65K

FourthLine is currently supporting a global reinsurance business in their search for a Regulatory Auditor to join their City based team.  The role is a replacement role which helps the organisation bridge the complex and dual challenge of both regulation and audit facing the business.

As Regulatory Auditor, you will be working in a small team of three alongside the Risk Manager and reporting to the Risk and Compliance Director.  The key function of the role is to offer Audit leadership with a sprinkling of regulatory advice to the business.  As Regulatory Auditor, you will take full responsibility for the annual audit plan; inputting information into the plan, risk based analysis to identify focus, plan which parts of the business you will audit and how often and then put together detailed and rigorous reports on areas of concern and then supply recommendations of how to overcome those concerns.  These reports will be scrutinised by the board who sign off on the recommendations and the Regulatory Auditor will then be responsible for carrying out all follow up actions.  Additional responsibilities include regulatory horizon scanning, some sanctions and some regulatory advisory work.

As Regulatory Auditor, you will have a solid background in Internal or External Audit with a recognised Accountancy, Audit or Insurance qualification.  Financial services experience is a must and experience or an understanding of underwriting and the insurance sector is desirable but not essential.  This is a role which requires you to build strong relationships up to CEO and so you should be approachable and pragmatic but be happy to stand firm on your recommendations.  Key to the role is rigorous analysis and the ability to write detailed reports and provide recommendations and you will be able to demonstrate expertise in both areas.  The role offers autonomy and is a high profile position in the firm and so will suit someone able to hit the ground running.

Please get in touch with Richard Ferguson on Richard.Ferguson@thefourthline.co.uk for further details on this interesting and unique opportunity.

Compliance Manager

FourthLine are currently representing our General Insurance client recruit for a Compliance Manager in their busy team. Based in central London, this client has a great reputation for valuing and developing their staff.
Key responsibilities of the role would include:

  • Conducting compliance monitoring and thematic reviews
  • Review of policies and procedures
  • Review and sign off marketing materials
  • Providing advice to various business units
  • Interpretation of regulatory change and impact on the business in conjunction with the Compliance Manager and Head of Compliance

Suitable candidates for the role will have the following experience:

  • Minimum 3-4years' experience within a financial services business, in a compliance role for an insurance firm.
  • Comfortable writing reports and using an evidence based approach
  • Knowledge of FCA regulation, ideally within the retail financial services sector
  • Hands on approach and an interest in developing transferable skills


This is an opportunity to join a business who are growing through acquisition in a broad role which will give you exposure to working with senior managers. There is also an opportunity to build out your own time as you grow into the role.

Project Office Manager - London - 12 Month FTC - upto £60,000

£50000 - £60000 per annum


FourthLine are currently recruiting for a Project Office Manager to join our internationally renowned legal client based in London. The successful candidate will be hired on a 12 Month FTC with a pro-rata salary of up to £60,000.

Joining as a Project Office Manager, you will be supporting strategic IT transformations within the firm, as-well as carrying out both Project Management and IT Operations responsibilities.

Some of the main responsibilities of the role are the following:

  • Financial Management - Maintaining project financials (forecasts v actuals), Budget Planning and Management, Financial Reporting.
  • Responsibility for assisting in the delivery of multiple projects at one time.
  • Helping manage project expectations and to communicate with the Key Stakeholders across the business
  • Leading procurement processes within the IT department.
  • General PMO support (RAID Management, Change Management, Reporting, Planning)


Suitable Candidates for the Project Office Manager role may have the following backgrounds or have experience in the following areas:

  • One or numerous professional's qualifications related to project and/or programme management.
  • A minimum of 3-4 years' experience of working specifically within an PMO.
  • A competent understanding of project management techniques, as-well as solid commercial and analytical skills.
  • Agile Experience.


If this position appeals to you and you feel you meet the above criteria, then please get in touch with Daniel Bright via email with your CV to arrange a time to talk in more detail at . We are more than happy to talk about this position in further depth and answer any questions.

Money Laundering Reporting Officer - MLRO


MLRO - Asset Services


A London based Asset Servicing company within the Financial services Market are looking to recruit an MLRO to replace.


This is a Permanent Role
Role: Money Laundering Reporting Officer (MLRO)
Salary: Dependent upon Experience
Location: London


This role will be reporting directly to the Head of Compliance and the Board of Directors you will gain valuable experience being exposed to all the company's clients presenting to their boards. The main responsibilities of the role will be dealing with all aspects of AML and onboarding. You will also be expected to update the group and other boards with any regulatory changes that effect financial crime.


The company itself naturally has a strong compliance culture and the department works with the business in a cohesive manner. With this they are looking for someone that is a strong leader and will share with colleagues whilst being open and transparent. As with any compliance role the successful candidate will act with integrity, care and diligence.


The roles main responsibilities will be:

  • The day to day oversight of the AML team.
  • Present all aspects of AML to various boards when requested.
  • Ensure that the team completes all onboarding of new clients in an efficient manner and in line with the companies policies and procedures.
  • Keep the business as a whole up to date with any upcoming regulations that could effect the way financial crime checks are conducted.


Key Technical Skills:

  • Expert working knowledge of AML across EMEA region.
  • Deliver logical solutions to AML based issues.
  • Oversee sanctions monitoring and execute any required actions.
  • Distribution compliance experience would be a bonus but not essential.

CF10a


FourthLine are currently recruiting on behalf of a client who are looking for a CF10a.
The role responsibilities include:
  • CF10a responsibilities.

  • Maintaining and develop testing for the CASS RP.

  • Chairing the CASS Operational Committee.

In order to qualify for the role requirements include:

  • Previous experience of CF10a or ready to take on the CF10a role.

  • Highly developed analytical and problem solving skills.

  • Strong resilience.

CASS Rules Mapping Analyst

£600 - £700 per day flex on rates DOE


CASS CONTRACT
10 weeks initially
London - West End
Market rates


Fourthline is working with a Bank based in London's West End.
The bank is looking to on-board a CASS contractor to continue the mapping of relevant CASS rules to their processes and controls. The role will also pick up audit support, CASS training and ad-hoc CASS related tasks.


If you are immediately available and have experience on CASS rules mapping projects please get in touch.

Compliance Monitoring Officer


NEW ROLE: Compliance Monitoring Officer
JOB TYPE: 12 Month Contract
LOCATION: London

A leading International Banking firm are looking to recruit an experienced Compliance Officer for a 12 month contract.
KEY RESPONSIBILITIES;
- Strong experience in delivering reports
- Strong experience in Testing, and desk-based Thematic Reviews
- Look at key risks and issue reports on action and remediation
- Strong knowledge of FCA handbook and regulation

TECHNICAL EXPERIENCE REQUIRED;
- Drafting Regulatory Risk reports
- Testing and documentation
- Thematic Reviews
- Demonstrable attention to detail and analytical skills

PREVIOUSLY DELIVERED;
- Compliance Monitoring in Banking, Capital Markets
- Testing effectiveness
- Internal Audit experience also considered, but focus must be on regulatory risk

If you are available, interested and match the criteria above, please get in touch on the details below.

PMO Analyst - London - 6 Month Contract - £500.00.


FourthLine are currently recruiting for an PMO Analyst to join our global insurance client based in London. The successful candidate will be hired on an initial 6-month contract paying £500.00 d/r.

Joining as an PMO Analyst, you will be supporting the delivery of a key regulatory programme within the firm, as-well as carrying out general PMO responsibilities.

Responsibilities -

  • Monthly reporting within time-scales.
  • RAID Management
  • Budget Tracking.
  • Steer-co reporting.
  • Senior stakeholder management.
  • Workshop Facilitation.

Suitable Candidates will have the following backgrounds or have experience in the following areas:

  • Financial Services Background.
  • Experience working specifically with Solvency II and/or IFRS9.
  • One or numerous professional's qualifications related to project and/or programme management.

If this position appeals to you and you feel you meet the above criteria, please apply with your most recent CV. We are more than happy to talk about this position in further depth and answer any questions.

Please also feel free to pass on to your network if you know someone who may be open to discussing confidentially.

 

MINIMUM Salary

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