Head of Compliance

Contract - apply for details

Job Type: Contract

Duration: 6 Months

Location: London

Start Date: Immediately

Rate: Neg

FourthLine are working with an Investments client targeting a niche range of clients, experiencing an exciting period of growth. The Retail function is now at a stage at which they require in-house expertise in the form of a Head of Compliance on a part-time interim basis.

This is a fantastic opportunity for an experienced professional to join a small team with big aspirations offering flexibility that allows the successful hire to maintain external interests.

Key requirements/Experience: -

  • Experienced in Retail regulatory requirements
  • AIFMD experience is highly beneficial
  • Fund Management experience
  • Identify the permissions we’ll need in order to operate a retail fund management business in house and apply to the FCA to get these permissions
  • Experienced in undertaking CPE, keeping up to date, doing all the regulatory reporting required
  • Experience of CF10 (ideally CF11 also)

The Head of Compliance will report directly to the Corporate Directors/Board and have direct contact with key Stakeholders.

If you are interested in having a huge impact of a business expanding in a new market, or know somebody that would be, please send your CV, or details of any interested party, to [email protected]


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