This job is no longer available.
You can view related vacancies or set-up an email alert notification when similar jobs are added to the website using the buttons below.

Compliance Officer

BBBH2440_1548419116
£50000 - £55000 per annum


A leading Insurance Broker is looking to fill an interesting and diverse vacancy within the compliance team.
You will be providing advice and guidance to the business from a regulatory and compliance standpoint. They are looking for someone to work across the business who has strong influencing skills and someone who is able to demonstrate experience of influencing key stakeholders.
As the position is working with retail products, they are looking for someone with a strong background in compliance advice and FCA guidelines. You will need at least 3 years' experience working in a compliance role for a broker.
Key responsibilities will include some of the following:

  • Actively promote and embed a positive risk and compliance culture across the firm
  • Provide advice and guidance to staff in the development and monitoring of operational documents, procedures and computer systems to ensure effective compliance with FCA and other regulatory requirements.
  • Liaise with other members of UK Risk & Compliance as appropriate to ensure policies, materials and training take into account any trends identified.
  • Where necessary, carry out the analysis of upcoming regulatory changes and the impact on the firm's policies, procedures & materials liaising with all relevant key stakeholders.
  • Carry out the timely preparation and accurate submission of FCA reporting
  • Maintenance of compliance registers and documents
  • Regular liaison with appropriate regulators (FOS, FCA)
  • Prepare and deliver required compliance reports
  • Ad hoc support to the wider compliance function

Contact Andy Barrett for more details

#LI-AB1

Managing this Role

image

This job has now been filled but you may be interested in:

 

Third-Party Information Security Assurance Analyst


I'm working with a leading Financial Services firm who are looking to identify a highly experienced Information Security professional with Third-Party Risk and Assurance experience to join on a permanent basis.

Responsibilities:

  • Develop and maintain relationships between the business and external Third-Party Suppliers.
  • Act as the Subject Matter expert for Third-Part Risk & Assurance, able to advise the business on best practice.
  • Conducting Supplier Due Diligence including Third-Party Security Risk Assessments.
  • Writing detailed reports to Supply owners advising on outcomes and remediation activities.


Essential:

  • 1 years' experience with Third-Party Risk & Assurance.
  • Relevant qualifications i.e. CISSP, CISM, CISA, CRISC.
  • Experienced engaging with all levels of the business including Senior Stakeholders.
  • Able to travel to Third-Party sites on an irregular basis.


Desired:

  • Consulting Background.
  • Experience working within Financial Services.


Location: London - flexible working.
Salary: £45,000 - £65,000
Duration: Permanent

MINIMUM Salary

£ k