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Compliance Analyst

Up to £30000 per annum

Junior Compliance Analyst - Insurance Broker

  • Conduct compliance monitoring reviews in conjunction with the compliance monitoring manager.
  • Ensure that policies are regularly updated in line with business needs.
  • Promote a positive customer experience by carrying out conduct risk reviews.
  • Providing advisory support to the business by answering queries from brokers.
  • Regularly link in with the regulator to asses what statements and policies will impact the business.
  • Support senior managers in approved person applications and reviews.

This is a great opportunity to join a well known insurance broker in an entry level position. I am really looking to speak with people who have 6-12 months experience in a compliance role, or alternatively a graduate who has taken part in a compliance internship.

Please contact Andy Barrett for more details.


Managing this Role


This job has now been filled but you may be interested in:


Third-Party Information Security Assurance Analyst

I'm working with a leading Financial Services firm who are looking to identify a highly experienced Information Security professional with Third-Party Risk and Assurance experience to join on a permanent basis.


  • Develop and maintain relationships between the business and external Third-Party Suppliers.
  • Act as the Subject Matter expert for Third-Part Risk & Assurance, able to advise the business on best practice.
  • Conducting Supplier Due Diligence including Third-Party Security Risk Assessments.
  • Writing detailed reports to Supply owners advising on outcomes and remediation activities.


  • 1 years' experience with Third-Party Risk & Assurance.
  • Relevant qualifications i.e. CISSP, CISM, CISA, CRISC.
  • Experienced engaging with all levels of the business including Senior Stakeholders.
  • Able to travel to Third-Party sites on an irregular basis.


  • Consulting Background.
  • Experience working within Financial Services.

Location: London - flexible working.
Salary: £45,000 - £65,000
Duration: Permanent


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