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Head of Compliance (CF10/11)

BBBH2391_1546534217
£100000 - £140000 per annum pension, healthcare, flexi-working

Fourthline are working with a fin-tech lending business, as they search for a Head Compliance to join the business at their offices located in Central London. This exciting and hands-on role will report directly to the CRO and will have oversight of the growing Compliance function.
The ideal candidate will:

  • Have existing experience working within regulated financial services, ideally within a Consumer Lending background,
  • Thorough knowledge of recent Consumer Credit (CONC) regulations,
  • Knowledge and understanding of implementing, embedding and managing Compliance frameworks,
  • Involvement working with C-suite members and senior stakeholders,
  • Willingness to get involved in the wider business and work across teams to ensure compliance with new and existing regulations,
  • Previous experience holding Control Function for CF10/11 is ideal, and Data Protection/GDPR experience desirable.


If you'd like to discuss the role in more detail, please send an up-to-date CV and we can arrange a time to speak.

#LI-MK1

Managing this Role

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This job has now been filled but you may be interested in:

 

Compliance Lead - Hertfordshire - Up to £95,000

£70000 - £95000 per annum generous benefits brochure.

Would you like to shape and develop the Compliance structure at a top eCommerce firm? Fourthline are working on behalf of our client, a technology and retail business, to recruit a Compliance Lead. Based in their Head Office in Hertfordshire, and working closely with the CCO, this role will allow you to build the compliance function for the growing business.

Key Points:

  • The ideal candidate must be legally qualified;
  • Someone from a technology or retail or fin-tech focused background ideal;
  • This role calls for someone in a fluid compliance role, to assist with moving the GRC/ Ethics/ Regulatory importance forward.
  • Someone who can lead on taking corporate policies, and rolling out a training programmes based on these;
  • Assist the business with their ongoing growth, and adapting the UK frameworks, to adhere to EU regulations;
  • Building out and nurturing the existing AML and ABC Frameworks.

The Business:

  • Entrepreneurial paced business, so need a self-starter who can take ownership of the function and establish their own bureaucracy;
  • Listed on the London Stock Exchange, and a member of the FTSE 100.

Progression:

  • Potential to grow out the function and hire a team of dedicated compliance, ethics and regulatory employees
  • Broad Compliance role, varied day-to-day;

If you'd like to discuss the role in more detail, please send your CV to arrange a time to speak.

#LI-MK1

Operational Risk & Compliance Analyst

**IMMEDIATE REQUIREMENT**
3/4 Month Contract - Central London - Up to £250 a day

Operational Risk & Compliance Professional

I am working with an award-winning financial well-being provider, who are looking for an Operational Risk & Compliance Professional for an immediate start on a 3/4 month contract, looking to pay a maximum of £250 P/D.

The Contractor will need to have:

  • Operational Risk Experience - Process Mapping, Controls Matching, Putting Processes in Place.
  • Compliance Experience - 2nd Line Control Checking, Financial Promotion Sign off, BAU Compliance.
  • Consumer Credit Experience
  • Be Logical, Understands Process and Articulate Problems.
  • Exposure to Regulation - Desirable
  • Stakeholder Management.

The Candidate needs to be immediately available and able to hit the ground running.
If the above role is something you would be interested in, please send your CV to:

#LI-JJ1

MINIMUM Salary

£ k