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Compliance Monitoring Consultant

Job Description

Fourthline is working with a well-respected Investment Management firm I represent are currently looking for assistance with their Compliance Monitoring.

This role is on an interim basis for 3 months and the main responsibilities for the role would be as follows:

  • Ensure that all activities within the Risk and Compliance function are consistent with the company’s overall strategy.
  • Delivery of high quality Compliance Monitoring activities across the business; including regular testing, thematic and ad-hoc reviews to test both compliance with regulations and legislations.
  • Manage reviews and deliver results to Compliance Manager / Compliance Director.