Fourthline is working with a well-respected Investment Management firm I represent are currently looking for assistance with their Compliance Monitoring.
This role is on an interim basis for 3 months and the main responsibilities for the role would be as follows:
- Ensure that all activities within the Risk and Compliance function are consistent with the company’s overall strategy.
- Delivery of high quality Compliance Monitoring activities across the business; including regular testing, thematic and ad-hoc reviews to test both compliance with regulations and legislations.
- Manage reviews and deliver results to Compliance Manager / Compliance Director.