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Compliance and MiFID II SME

Job Description

We are currently working with a leading Wealth Management firm in identifying a MiFID II SME to join their MiFID II Programme.

The ideal candidate will be working with Compliance to understand the current business processes and to advise on where these must be adapted to be compliant with the MiFID II requirements.

Experience Required:

  • Thorough understanding of the impact of regulatory driven change within financial advise.
  • A broad SME knowledge of MiFID II regulation including but not limited to: Costs and Charges, Product Governance and Suitability and Appropriateness.
  • Proven experience in working within a Wealth Management firm
  • Experience in the interpretation of MiFID II requirements impacting financial advisory business areas.

If you are soon to be available for your next opportunity then please forward an updated CV to peter.brooks@thefourthline.co.uk to find out more.