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Compliance Analyst - Retail Financial Services - up to £40,000

Job Description

FourthLine are currently representing our Retail Financial Services client recruit for a Compliance Analyst in their busy team. Based in North London, this client has a great reputation for valuing and developing their staff.

Key responsibilities of the role would include:

  • Conducting compliance monitoring and thematic reviews
  • Review of policies and procedures
  • Review and sign off marketing materials
  • Providing advice to various business units
  • Interpretation of regulatory change and impact on the business in conjunction with the Compliance Manager and Head of Compliance

Suitable candidates for the role will have the following experience:

  • Minimum 1-2 years’ experience within a financial services business, ideally in a compliance, quality assurance, risk, internal audit or complaints role
  • Comfortable writing reports and using an evidence based approach
  • Knowledge of FCA regulation, ideally within the retail financial services sector
  • Hands on approach and an interest in developing transferable skills

The role offers a fantastic opportunity for somebody to build upon their existing regulatory skillset in a fast paced environment, with the opportunity to diversify their compliance portfolio and gain unprecedented exposure to senior executives in a business.