We are looking for a Compliance Head based in London who has following experience

• Handle CF10 and CF11 Role
• Understand Client Money and Client Custody
• Understand Broking, Investment Advisory, Investment Management business
• Understand Financial Accounts and correlate compliance rules with financial information
• Implement new compliance requirements
• Upgrading Compliance Manual
• Liaising with FCA
• Providing training to staff members
• Submitting FCA reports
• Understand Gabriel, COREP and Connect System

The company, a global wealth and investment management firm are looking for a self motivated and passionate individual who can oversee their compliance function as a whole. This is a great opportunity for someone looking to undertake a management position with the scope to build the compliance department from scratch.