Head Of Compliance

£13 - £65000 per annum

We are looking for a Compliance Head based in London who has following experience

  • Handle CF10 and CF11 Role
  • Understand Client Money and Client Custody
  • Understand Broking, Investment Advisory, Investment Management business
  • Understand Financial Accounts and correlate compliance rules with financial information
  • Implement new compliance requirements
  • Upgrading Compliance Manual
  • Liaising with FCA
  • Providing training to staff members
  • Submitting FCA reports
  • Understand Gabriel, COREP and Connect System

The company, a global wealth and investment management firm are looking for a self motivated and passionate individual who can oversee their compliance function as a whole. This is a great opportunity for someone looking to undertake a management position with the scope to build the compliance department from scratch.


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