We are looking for a Compliance Head based in London who has following experience
- Handle CF10 and CF11 Role
- Understand Client Money and Client Custody
- Understand Broking, Investment Advisory, Investment Management business
- Understand Financial Accounts and correlate compliance rules with financial information
- Implement new compliance requirements
- Upgrading Compliance Manual
- Liaising with FCA
- Providing training to staff members
- Submitting FCA reports
- Understand Gabriel, COREP and Connect System
The company, a global wealth and investment management firm are looking for a self motivated and passionate individual who can oversee their compliance function as a whole. This is a great opportunity for someone looking to undertake a management position with the scope to build the compliance department from scratch.