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Compliance Officer

£50000 - £60000 per annum Pension Bonus

Compliance Officer - Asset Management - Buy Side Experience Required

One of the most reputable Asset Management companies in London are looking to recruit a Compliance Officer.

This is a Permanent Role
Role: Compliance Officer
Salary: £50,000 to £60,000
Location: London

This role will be reporting directly to the Compliance Manager you will gain valuable experience by working very closely with senior management. The main responsibilities of the role will be dealing with the companies day to day compliance control framework and assisting in producing MI for committees and boards.

The company itself has a strong compliance culture and the department works with the business in a cohesive manner. With this they are looking for someone that is collaborative in nature and will share with colleagues whilst being open and transparent. As with any compliance role the successful candidate will act with integrity, care and diligence.

The roles main responsibilities will be:

  • Deal with client complaints in line with the Complaints Policy by investigating recording and responding to them.
  • Assisting with the logging and investigation of any breaches keeping records of any red flags.
  • Represent the companies Compliance department where requested.
  • Train more junior staff members on AML and financial crime investigations.
  • Keep up with the day to day monitoring of the business for example dealing tests and also manual restriction monitoring.
  • Cover other areas for the compliance team as required.


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