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Compliance Monitoring Manager

£60000 - £70000 per annum Pension, Bonus & Other

Compliance Monitoring Manager - Wealth Management

A well known Wealth Management company are looking for a Compliance Monitoring Manager to join their team in the Manchester office.

The position will be reporting directly to the Head of Compliance and will have reports to the board on matters involving the compliance monitoring plan. This position will be leading a team of two to three people focusing on carrying out and updating the CMP.

This is a well established firm with a great reputation and somewhere that looks after its employees. The compliance department is well respected and listened to when raising points within the business.

Key Requirements:

  • Updating the compliance monitoring plan.
  • leading a team of 2-3 people.
  • Modernising aspects of the compliance function
  • Attend meetings regarding the businesses direction and provide input from a compliance perspective.
  • Oversee the client file review process and ensure that the plan has been followed.

If you would like to apply for this role please send a CV through


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