Compliance Manager


FourthLine are working closely with a client of ours; a leading investment management firm in London who are looking to bring in a Compliance Manager on a 3-month contract, to start immediately to support the compliance monitoring team.

Job Type: Contract
Duration: 3 Months
Location: London
Start Date: Immediately
Rate: Attractive Day Rate

Key Responsibilities:

  • Assist with the design, implementation and delivery of the risk-based Compliance Monitoring Programme across all regulated firms within the business.
  • Carry out effective surveillance and monitoring reviews against identified regulatory issues and risks.
  • Provide MI to senior management and committees.
  • Take lead on specifically allocated compliance projects and represent the team in meetings.
  • Be able to work with other members of the team providing support and guidance on Compliance and Risk matters.

Key Skills Required:

  • Minimum 5 years' experience working within the Financial Services with specific focus on Investment Management.
  • Previous experience on taking lead on a compliance function.
  • Robust knowledge of Retail and Wholesale regulatory Requirements particularly within an asset management context.
  • Pension experience would be preferable but not imperative.
  • Ability to hit the ground running working independently and within a team.
  • Strong attention to detail particularly with report writing and good analytical skills.
  • Real Asset Experience is desirable.

If you have the relevant experience and would like to discuss the role in more detail, please send an up-to-date CV



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