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Compliance Manager

BBBH2191_1536600807
£55000 - £65000 per annum

FourthLine are representing our insurance provider recruit for a Compliance Manager to join a growing team.

Working as an integral part of the compliance team, the Compliance Manager will be responsible for providing day to day compliance advice and guidance to various stakeholders in the group.
Key responsibilities will include some of the following:

·Actively promote and embed a positive risk and compliance culture across the firm

·Provide advice and guidance to staff in the development and monitoring of operational documents, procedures and computer systems to ensure effective compliance with FCA and other regulatory requirements.

·Liaise with other members of UK Risk & Compliance as appropriate to ensure policies, materials and training take into account any trends identified.

·Where necessary, carry out the analysis of upcoming regulatory changes and the impact on the firm's policies, procedures & materials liaising with all relevant key stakeholders.

·Carry out the timely preparation and accurate submission of FCA reporting

·Maintenance of compliance registers and documents

·Regular liaison with appropriate regulators (FOS, FCA)

·Prepare and deliver required compliance reports

·Ad hoc support to the wider compliance function


We are looking for candidates with experience of the general insurance market in a compliance role. This role could be ideal for someone who wants to take on more responsibility in the team or gain exposure to wider areas of compliance.

Managing this Role

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This job has now been filled but you may be interested in:

 

Compliance Analyst


A leading Lloyd's insurer is looking to fill an interesting and diverse vacancy within the compliance team.
You will be providing advice and guidance to the business from a regulatory and compliance standpoint. They are looking for someone to work across the business who has strong influencing skills and someone who is able to demonstrate experience of influencing key stakeholders.
To be considered for this role, you will need to have had experience of working within the Lloyd's market. You will also need at least 3 years' experience working in a compliance role.
Key responsibilities will include some of the following:

  • Actively promote and embed a positive risk and compliance culture across the firm
  • Provide advice and guidance to staff in the development and monitoring of operational documents, procedures and computer systems to ensure effective compliance with FCA and other regulatory requirements.
  • Liaise with other members of UK Risk & Compliance as appropriate to ensure policies, materials and training take into account any trends identified.
  • Where necessary, carry out the analysis of upcoming regulatory changes and the impact on the firm's policies, procedures & materials liaising with all relevant key stakeholders.
  • Carry out the timely preparation and accurate submission of FCA reporting
  • Maintenance of compliance registers and documents
  • Regular liaison with appropriate regulators (FOS, FCA)
  • Prepare and deliver required compliance reports
  • Ad hoc support to the wider compliance function


Please contact Andy Barrett for more details.

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Risk Reporting Manager

FourthLine are looking to recruit a Risk Analyst on behalf of our General Insurance client based in Hampshire. As a result of growth within the team we are looking for someone to support the Head of Risk in the general day to day running of the department including identification, assessment, monitoring and reporting of risks.

Key responsibilities of the role will include, conducting risk analysis and control assurance activities, follow up and reporting of risk incidents, maintenance of risk registers, complex ad-hoc reviews as requested, provision of written and quantitative reports to senior management and risk committee in addition to working closely with the business identifying data for KRI's and risk reports.

Suitable candidates will ideally have:

  • Some experience within general insurance in a risk, compliance or internal audit role.
  • Wider Financial Services experience would be considered. We are looking for candidates with a solid understanding of loss reporting, some experience following up risk incidents, the ability to update or add information to a risk register in addition to the general understanding of the role of a traditional risk management function.
  • Candidates should be comfortable working within a small team and willing to roll their sleeves up with the day to day responsibilities of the role.
  • The ability to build relationships across all levels of stakeholders is essential.

If this role is of interest and you have the suitable skills, please get in touch with Andy Barrett for a confidential discussion.

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Share Schemes Administrator

£30000 - £35000 per annum

FourthLine are working with a multinational insurer to recruit a Share Plans Administrator (London) to join their team.

The right candidate will...
- Have experience in working alongside the share plan legislation and regulations.
- Be a proactive worker with an eye for attention to detail.
- Be able to proficiently use Exel and have strong computer literacy.
- Work well both independently and in a team.
- Have outstanding organisational and communication skills.

Their main responsibilities will be …
- To support the delivery of the Grants and Releases of all the companies employee and executive Share Plans at a global scale.
- to work collaboratively with the different sectors of the company including Rewards, Legal and HR/Payroll. -Leading all ad-hoc queries.
-To ensure a smooth operation of all plans including; UK and Ireland SAYE plans, UK Matching Share Plans, Global Matching Share Plans and Executive Share Plans.
- Plan ahead for all future Share Scheme events.
- Creating awareness plans on the education of Share Plans.

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Chartered Secretary

£50000 - £60000 per annum


Would you like to join a top multinational insurance company as a Chartered Secretary?


A top multinational insurance company are currently looking for a Chartered Company Secretary to join their growing team. The role will you give the chance to experience a broad variety of tasks supporting their leading team in London.


Day to day duties include…

  • Supporting the company secretarial team in delivering corporate governance through the support it provides to the subsidiary boards and committees
  • Provide support to the group's reinsurance and shared services companies
  • Board support such as acting as Company Secretary to the regulated boards, liaising with internal and external stakeholders, providing guidance to the boards/management on laws/regulations and coaching/ mentoring team members
  • Transactional and project support - including support on disposals, acquisitions, intra-group restructurings and liquidations


The ideal candidate…

  • Ideally someone who is ICSA qualified
  • Knowledge of Blueprint Secretarial software and Diligent Board books
  • Company secretarial knowledge and experience gained in a FTSE 100/250 company and/or financial services
  • Experience dealing with executive and non-executive board members as well as senior management

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