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CASS Compliance Analyst

£55000 - £65000

FourthLine are currently recruiting for a leading Financial Services Firm who are looking for a CASS Compliance Analyst to assist with the CASS compliance oversight within the business.

The role consists of:

  • Working alongside Senior Managers in reconciliations, operations and compliance as well as the CF10a in ensuring CASS quality assurance in operations.
  • Support the CASS Risk & Compliance monitoring plan including the sign off of monitoring reports.
  • Ensure that the Risk & Compliance policies and procedures remain in line with the businesses regulatory activities in relation to CASS.
  • Support the CF10a in providing CASS training as required across Compliance and the wider business.
  • Oversee any CASS regulatory developments that impact the business.
  • Provide support and challenge key stakeholders in managing CASS risks and issues within the business.
  • Work closely with the CASS office and CF10a to support internal and external audits.

In order to qualify for the role, my client is looking for candidates who have/are:

  • SME in CASS
  • Experience in CASS compliance and compliance monitoring is desirable.
  • Previous experience working in a CASS role within an investment management or platform business.
  • Highly organised, confident, decisive and enthusiastic self-starter.

If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

This job has now been filled but you may be interested in:


Data Privacy Lawyer

£55000 - £70000 per annum

We are working with a global law firm that are looking to build out there in-house team of data protection lawyers.

This leader in the law field are looking for someone with solid experience advising on data protection in a commercial environment.

What a week with the firm will look like:

  • Assist, deal with and respond to Subject Access Requests.
  • Assist and role out Data Privacy Impact Assessments across the business when applicable.
  • Assist with breaches to notify and respond to incidents.
  • Review and advise on data protection terms in supply contracts and terms of engagement with clients.
  • Providing data protection input on client questionnaires and bids.
  • Working with key stakeholders on data protection aspects of the firm's projects and procurement.
  • Help prepare the firm for data protection issues arising from Brexit and for the new e-Privacy Regulation.
  • Develop training materials and assist with training.
  • Supporting the firm's network of Privacy Champions.
  • Provide appropriate advice on data protection law as it impacts the firm's activities and business operations.
  • Research key requirements of data protection law applicable to offices of the firm operating outside the UK and liaise with external advisors.
  • Manage audits of data protection compliance within the firm, of suppliers and from clients and identifying actions necessary for remediation.

Most import experience for this role:

  • Solid experience advising on data protection in a commercial environment.
  • Law degree and practising certificate.
  • ISEB Certificate or other qualification in data protection.
  • Ability to take responsibility and act autonomously.
  • Ability to plan, organise and prioritise tasks and projects.
  • Ability to work in a team and with partners or directors in the business.

Apply with your updated CV to find out more about this role and we can arrange a call to see whether this is the right opportunity for you.


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