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CF10a

BBBH2317_1541787277
£21 - £110000 per annum

FourthLine are currently recruiting on behalf of a client who are looking for a CF10a.
The role responsibilities include:
  • CF10a responsibilities.

  • Maintaining and testing the CASS RP.

  • Heading up the Finance team.

In order to qualify for the role requirements include:

  • Previous experience of CF10a or ready to take on the CF10a role.

  • Highly developed analytical and problem solving skills.

  • Strong resilience.

#LI-JC1

Managing this Role

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This job has now been filled but you may be interested in:

 

1st Line Assurance & Audit Manager

£65000 - £80000 per annum


FourthLine are currently recruiting on behalf of a client who is looking for a 1st Line Assurance & Audit Manager.
The role responsibilities include:

  • 1st line sampling across all business lines with testing and reviews of process controls, highlighting control weaknesses and/or non-adherence.
  • SLA and 3rd Party Monitoring.
  • Support for Audits and reviews of CASS /MIFID2 Transaction Reporting, REP 018 and other Regulatory reporting undertaken.


In order to qualify for the role requirements include:

  • At least 3 years' experience in a Middle Office/First Line Assurance Control Role.
  • Previous experience gained in an audit capacity advantageous.
  • Experience of CASS audits including Rules Mapping, Control assessments and general CASS support advantageous.


If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

MINIMUM Salary

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