Found 75 Jobs

Financial Crime Officer

I am currently working with a London based wealth management firm who are currently looking for a Financial Crime Officer to join their existing team on a permanent basis. Looking to pay around £35,000 The overall role would be focusing on: Implementing financial crime prevention procedures Conducted risk assessment of high-risk Contributing to maintenance and updating of relevant policies and procedures. Reviewing, investigating and implementing actions regarding allegations of Fraud. Conducting reviews The ideal candidate will have: An ability to liaise and support various stakeholders A good understanding of JMLSG Guidance and connecting AML Legislation Professional Qualification in AML or FC to the level of ICA Advanced Certificate or similar. Or a willingness to study for this qualification where appropriate. A good understanding of the overall responsibility of Financial Crime and its impact on different areas of the business. #LI-RM1

Compliance Analyst

  • £40000 - £50000 per annum 25% Bonus
I am currently working with a London based investment management firm who are currently looking for a Compliance Analyst to join their existing team on a permanent basis. Looking to pay around £50,000 The overall role would be focusing on: Review of risk framework and register Oversight of operational risk Presentation of issues to Operational Risk Committee Monitoring the liquidity, market, counterparty credit and investment risks Restrictions and Exposures Monitoring Preparation and submission of regulatory reports to FCA and SEC Performing elements of the Compliance Monitoring Programme, which includes the monitoring of operations, trading and best execution. Review and sign-off of Financial Promotions. Administration, including preparation and maintenance of the Compliance policies and procedures. The ideal candidate will have: Professional risk qualifications, and/or be degree-educated. Experience of UK financial services compliance, in an asset management or funds environment. Knowledge of AIFMD Risk Management requirements and processes. Knowledge and experience of regulatory reporting. Good knowledge of financial promotion rules #LI-RM1

Data Protection Compliance Manager - FTC 6 Months

  • £35000 - £45000 per annum
I'm working with a leading firm who are looking to identify an experienced Privacy Compliance professional to join on a Fixed Term basis for 6 Months.Responsibilities:Provide support across the business acting as a point of contact for Privacy queries.Conduct multiple DPIA's and wider Compliance and Third-party risk reviews.Establish lawful basis for processing data including completing Legitimate Interest Tests and Assessments.Act as the escalation point for any SARs and Breaches.Working with the Privacy & Compliance teams to ensure the firm remains compliant.Essential:Must have in-house operational experience of Data Protection & Privacy.Hands-on experience of working on or delivering a GDPR transformation programme.Defined Processor/Controller relationships.Conducted Compliance Monitoring.Advantageous:Background in wider compliance.Experience of the OneTrust tool.Location: Milton KeynesSalary: £35,000 - £45,000 Benefits including flexible working and healthcareDuration: Fixed Term Contract - 6 Months

Managing this Role: Sofia Moura da Luz

Information Security and Cyber Security Analyst

  • £60000 - £70000 per annum
FourthLine are working with a Financial Services company in London who are looking to build out their Information and Cyber Security team with an Information Security and Cyber Security Analyst. Responsibilities: Act as the initial point of contact for all security related incidents within the business. Engage with key stakeholders to ensure that the security agenda remains priority. Assist in the implementation and maintenance of ISO27001 throughout the business. Review current controls and implement solutions to security gaps. Work with third parties on suspected incidents and due diligence activities. What I am looking for: An experienced Information Security/Cyber Security specialist with three years' hands on experience of SIEM and Vulnerability Management solutions, Security Architecture design and implementation, MSSP SOC and Incident Detection and Response. A passionate individual who has experience working in an ITIL environment and can effectively communicate (written or verbal) security initiatives. Salary: up to £70,000. #LI-LW1

Financial Controller

  • £70000 - £80000 per annum
FourthLine are currently recruiting for a boutique P2P Lending company who are looking for a Financial Controller based in London. The role consists of: Ensure that all financial transactions are properly recorded, filed and reported. Being the primary contact for external auditors and regulatory reporting queries. Coordinate the preparation of statutory accounts and drive the delivery of year end audits (both CASS and Statutory audit). In order to qualify for the role, my client is looking for candidates who have/are: Practice trained - ACCA/ACA Qualified. Strong working knowledge of IFRS. A keen eye for detail. If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV. #LI-JC1

Managing this Role: James Carter

Project Manager/Business Analyst

  • £500 - £700 per annum
Business Analyst/PM London £competitive day rate DOE Initially 4 months We are supporting a leading Investment Management client who are looking for the support of a strong Business Analyst/Project Manager for the 2nd phase of a key operational project. This successful candidate will possess the following: - A strong track record of delivering change initiatives, ideally within a regulatory or compliance based environment - A solid understanding of CASS regulations and connected change - The ability to communicate with senior teams internally, and manage change interactions with the third party providers of the client. - Self starter, problem solver and with a high degree analysis, able to identify potential issues and create fixes removing risks - A history in Financial Services, ideally Investment Management however other areas of the Capital Markets considered. #LI-GF1

Managing this Role: Gareth Foulkes

Finance Transformation Project Manager

FourthLine are currently working with a client based in London who are looking for a Project Manager to support a large scale Finance Transformation Programme. The ideal candidate will have the following: Agile Project Management experience (preferably gained in the public sector) Strong knowledge across all pillars of Finance including R2R, P2P and O2C Strong experience using/implementing ERP Finance systems (preferably Oracle) An accountancy background, ideally with an accounting qualification Strong stakeholder management skills with the ability to challenge senior level stakeholders A background in the public sector would be beneficial but not essential If you feel you have the above experience and would like to learn more about the role, please apply with an up to date CV and we will be in touch. #LI-OH1

CyberArk Subject Matter Expert

  • £45000 - £55000 per annum
Would you like to become a CyberArk Subject Matter Expert for a top global law firm? A leading global law firm is currently looking for a CyberArk Subject Matter Expert to join their growing team. The role will focus around being a system expert on CyberArk software as a member of the Global Security & Risk Management team, managing the privileged network, operating system and application accounts and access. A key responsibility for this role will be privileged access management support to meet firm policies and initiatives and security best practices. Day to day duties include… Taking responsibility for the implementation, maintenance, administration and troubleshooting of the firm's privileged access control software (CyberArk) CyberArk duties involve administering, monitoring and maintaining privileged rights and permissions for the network Ensure effective implementation and integration of security standards for privileged accounts Evaluate any security concerns, assist training for privileged access and CyberArk, as well as work with numerous technology staff to standardize permissions management The ideal candidate… A minimum of 5 years' experience in Information Technology Extensive experience of working as a CyberArk administrator is advantageous Several years' experience with Active Directory and networking desired Demonstrated experience of being able to work independently and part of a larger global team environment Excellent communication, problem solving, analytical and relationship building skills #LI-CB1

Compliance Analyst - Financial Services

FourthLine are exclusively representing our financial services client based in the East Midlands as they look to hire a Compliance Analyst into their growing team. You will work closely with the Head of Compliance and Compliance Manager providing support with various compliance activities including but not limited to: Review and sign off financial promotions material Review and update compliance manual, policies and procedures Outsourcing due diligence activities Support with regulatory change projects and other ad hoc work as needed Provide support when providing information to relevant regulatory bodies Sector specific eligibility checks Complete company wide compliance training There is an opportunity here for someone to build a compliance career from the ground up and the company are flexible on the experience they are looking for. They would welcome applications from experienced compliance professionals as well as candidates looking for their first compliance position, perhaps with a finance, audit or quality assurance background. Essential criteria: Some experience working for a financial services business Good academic qualifications with strong written and verbal communication skills An ability to master new technology and systems A genuine interest in building a career in compliance and understanding complex financial products #LI-ZD1

Compliance Officer

FourthLine are working closely with a client of ours; a leading international Retail Bank and Capital Markets firm in London who are looking for an Interim Compliance officer to explore the current position of the Bank and asses existing permissions as well as understand regulatory implications for overseas customers. Job Type: Contract Duration: 3-6 Months Location: London Start Date: Immediately Rate: Attractive Day Rate Key Requirements: Minimum of 3-5 years' experience working within the Financial Services within the Compliance or Legal department with experience of global regulatory permissions. Document compliance requirements arising from products and services to customers in other jurisdictions. Experience in Documenting Processes and Procedures. Experienced In liaising closely with a number of Senior Stakeholders providing advice and support on Regulatory requirements. Creating processes around the Compliance Horizon scanning function for overseas locations. Retail banking experience with Mortgage, Loans and Trade Finance product experience. This candidate must be a motivated self-starter that is able to hit the ground running working independently, but also with a number of key areas of the business. If you have the relevant experience and would like to discuss the role in more detail, please send an up-to-date CV #LI-SH1

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