Found 11 Jobs

CF10a

  • £120000 - £120000
FourthLine are currently recruiting on behalf of a client who are looking for a CF10a. The role responsibilities include: Head of CASS Oversight. Maintaining the CASS controls & the CASS RP. Lead the CASS Audit. In order to qualify for the role requirements include: Previous experience of CF10a or ready to take on the CF10a role. Highly developed analytical and problem solving skills. Strong resilience.

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Managing this Role: James Carter

Investment Operations Analyst

FourthLine are currently recruiting for a boutique wealth manager who are looking for a Investment Operations Analyst. The role consists of reporting on the following: Production of Client Investment Performance Reporting. Production of Client Reports. Processing of corporate actions in conjunction with third party provider. In order to qualify for the role, my client is looking for candidates who have/are: Industry experience within Financial Services operating in a similar role within Operations/Middle Office function. Ideally a broad understanding of investments across back, middle and front office. Knowledge of processing Corporate Actions. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

Platform Analyst

FourthLine are currently recruiting for an Investment Platform who are looking for a Platform Analyst. The role consists of: Monitor and develop internal MI for use across the business, to monitor regulatory and business risks and requirements. Monitoring of internal SLA's. Preparing the CMAR. In order to qualify for the role, my client is looking for candidates who have/are: Knowledge of CASS desirable but not essential. Highly organised, confident, decisive and enthusiastic self-starter. Analytical. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

Oversight Administrator

FourthLine are currently recruiting for an Investment Platform who are looking for an Oversight Administrator. The role consists of: Daily reconciliation of client money bank accounts. Analysing and interrogating data to identify exceptions and advise on solutions. Escalating and reporting exceptions and breaches when appropriate. In order to qualify for the role, my client is looking for candidates who have/are: Knowledge of CASS desirable but not essential. Highly organised, confident, decisive and enthusiastic self-starter. Analytical. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

CASS & Regulatory Reporting Manager

FourthLine are currently recruiting on behalf of a client who is looking for a CASS & Regulatory Reporting Manager. The role responsibilities include: COREP reporting and other prudential requirements, such as the preparation and documentation of policies, under IFPRU, CRD IV, CRR and other of periodic returns required by the FCA. BAU CASS requirements. In order to qualify for the role requirements include: Strong knowledge of either CASS or Regulatory Reporting.. Degree educated. Strong attention to detail. If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

Bullhorn Test Job

TEST

CASS Analyst

FourthLine are currently recruiting on behalf of a client who is looking to hire a CASS Analyst. The role consists of: Assist the CASS Manager in delivering all CASS output including client money and custody asset reconciliations, CASS Technical compliance. Drive improvements and efficiencies within the CASS function. Support with increasing the CASS knowledge throughout the business. In order to qualify for the role, my client is looking for candidates who have/are: Strong knowledge of CASS. Highly organised, confident, decisive and enthusiastic self-starter. Analytical. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

Oversight and Controls Analyst

FourthLine are currently recruiting for a boutique wealth manager who are looking for a Oversight and Controls Analyst The role consists of reporting on the following: Provide first line monitoring of all trade transactions and the handling of day-to-day broking/trading queries. Oversight of the performance of daily activities and services levels performed by external service providers. In order to qualify for the role, my client is looking for candidates who have/are: Experience of working in a high pressured environment. Strong communication skills. Experience working with 3rd party firms. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

CASS Audit, Assurance & Training Manager

FourthLine are currently recruiting on behalf of a client who is looking for a CASS Audit, Assurance & Training Manager. The role responsibilities include: Work proactively with the external auditor to plan, design, and manage the Firm’s annual CASS Audit. Participate in management of risk-events ensuring that these are properly assessed, investigated, documented and narrated in a manner which is suitable for submission to the FCA in the CASS Audit Opinion Actively plan, design and manage the CASS-control assurance testing; preparing reports of findings or opportunities for improvement to the CF10a. In order to qualify for the role requirements include: Strong knowledge of the CASS rules. Experience of working with CASS audit/assurance. Attention to detail. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

CASS Assistant Manager

FourthLine are currently recruiting on behalf of a client who is looking for a CASS Assistant Manager. The role responsibilities include: Assist the CASS Oversight Manager in the CASS Oversight of the business. Support key CASS projects where required. In order to qualify for the role requirements include: A good knowledge of CASS. Excellent communication skills. Analytic way of working. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter
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