Insights

How financial services exemplars are mobilising climate risk programmes

Last year, following the Bank of England's Supervisory Statement outlining expectations from financial service firms to ramp up their risk response to climate change, I wrote a talent blog exploring the steps that financial services firms should take to identify the required skills to manage climate financial risk.

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FCA Coronavirus additional guidance - Free Downloadable Toolkit

Following their first publications of Temporary Guidance for firms between March and July 2020, the FCA followed up with their additional expectation of firms for mortgage, overdraft and consumer ...

Topics: Featured, Client Assets (CASS), Risk Management, Investment Management, Insurance, Banking, SMCR

September 30, 2020
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Analysing the 2020 FCA Business plan for FinTechs

In May we ran a webinar with Gerard Hurley (Chief Compliance Officer at Chip) where he analysed the FCA's COVID-19 response and how their 2020 priorities apply to FinTech Firms.  He also spent time ...

Topics: Featured, Risk Management, Investment Management, Banking, Consumer, Financial Crime, Talent Solutions, SMCR

September 29, 2020
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Your free FCA self assessment toolkit

Since March 2020, the Financial Conduct Authority (FCA) has been providing packages of measures across a range of products to assist customers who may be experiencing financial difficulties because ...

Topics: Featured, Risk Management, Investment Management, Banking, SMCR

September 21, 2020
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Webinar: SM&CR - Understanding the new FCA Regimes

FourthLine's recent SM&CR webinar features an interview with leading expert John Chrimes as we discuss the regulation before implementation date for FCA solo regulated firms.

Topics: Featured, Investment Management, Banking, SMCR

December 9, 2019
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