Fourthline Insights | Investment Management

FCA Coronavirus additional guidance - Free Downloadable Toolkit

Following their first publications of Temporary Guidance for firms between March and July 2020, the FCA followed up with their additional expectation of firms for mortgage, overdraft and consumer ...

Topics: Featured, Client Assets (CASS), Risk Management, Investment Management, Insurance, Banking, SMCR

September 30, 2020

Analysing the 2020 FCA Business plan for FinTechs

In May we ran a webinar with Gerard Hurley (Chief Compliance Officer at Chip) where he analysed the FCA's COVID-19 response and how their 2020 priorities apply to FinTech Firms. He also spent time ...

Topics: Featured, Risk Management, Investment Management, Banking, Consumer, Financial Crime, Talent Solutions, SMCR

September 29, 2020

Are your firm's anti-money laundering policies and processes resilient enough?

Following the news this week that some of the world's largest lenders were accused of allowing criminals to launder dirty money, there's a renewed focus on the anti-money laundering and financial ...

Topics: Featured, Risk Management, Investment Management, Banking, Financial Crime, operational resilience

September 21, 2020

Your free FCA self assessment toolkit

Since March 2020, the Financial Conduct Authority (FCA) has been providing packages of measures across a range of products to assist customers who may be experiencing financial difficulties because ...

Topics: Featured, Risk Management, Investment Management, Banking, SMCR

September 21, 2020

Webinar: Focus on Talent - The MLRO

Watch a recording of our webinar on the role of the MLRO, featuring guest expert Quenton Lennon.

Topics: Featured, Investment Management, Insurance, Banking, Financial Crime

March 31, 2020

Chief Risk Officer Trends Report: 2020

FourthLine has identified and collated the key insights and trends affecting Chief Risk Officers in 2020.

Topics: Featured, Risk Management, Investment Management, Insurance, Banking, Flexible, Talent Solutions

January 24, 2020

Webinar: Mastering Operational Risk

Our Mastering Operational Risk includes a Q&A with Julien Haye as we discuss some of the current themes and trends in operational risk. Enter your details below to watch a recording of the webinar ...

Topics: Risk Management, Investment Management, Insurance, Banking, Consumer, Technology Media and Telecoms

January 24, 2020

Webinar: Information Security & Data Privacy Risks

FourthLine's Information Security & Data Privacy Risks webinar features an interview with Steve Wright and Victoria Guilloit of Privacy Culture.

Topics: Investment Management, Insurance, Banking, Consumer, Technology Media and Telecoms, Data Privacy & Information Security, Talent Solutions, Learning

December 16, 2019

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Firms’ current climate disclosures seen as “woefully inadequate”