Insights

How financial services exemplars are mobilising climate risk programmes

Last year, following the Bank of England's Supervisory Statement outlining expectations from financial service firms to ramp up their risk response to climate change, I wrote a talent blog exploring the steps that financial services firms should take to identify the required skills to manage climate financial risk.

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FCA Coronavirus additional guidance - Free Downloadable Toolkit

Following their first publications of Temporary Guidance for firms between March and July 2020, the FCA followed up with their additional expectation of firms for mortgage, overdraft and consumer ...

Topics: Featured, Client Assets (CASS), Risk Management, Investment Management, Insurance, Banking, SMCR

September 30, 2020
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Webinar: Q&A on CASS Matters

Watch a recording of our webinar in which we interviewed leading CASS expert Zakir Karim to get his thoughts on CASS matters such as audits, culture and TPA Oversight.

Topics: Featured, Client Assets (CASS), Investment Management, Banking

December 9, 2019
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CASS Trends Summary - Q4 2019

FourthLine have published the first of our new quarterly  CASS Trends Summary  reports. In this first edition, we've spoke to three leading CF10as to get their insights on the current state of play, ...

Topics: Client Assets (CASS), Investment Management, Banking

November 6, 2019
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Learning Needs Analysis: Client Asset Compliance Practitioners

This white paper features the insights of 15 leading CASS Practitioners on the role that Learning & Development can be play with regards to building an effective risk culture.

Topics: Featured, Client Assets (CASS), Investment Management, Banking

September 12, 2019
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Webinar: Client Asset Protection for CASS 7 - The change in the Technology Paradigm for Client Money

FourthLine's webinar on the use of technological solutions to improve CASS compliance, held in partnership with Cashfac in June 2019, is available to view on demand.  

Topics: Client Assets (CASS), Investment Management, Banking

August 8, 2019
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Most Influential Movers Report

As the UK's leading risk recruiter, FourthLine are in an excellent position to observe hiring activity and movement of professionals across the risk market. Consequently, we've published the first in ...

Topics: Client Assets (CASS), Risk Management, Investment Management, Insurance, Banking, Data Privacy & Information Security

December 11, 2018
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