Watch a recording of our webinar in which we interviewed leading CASS expert Zakir Karim to get his thoughts on CASS matters such as audits, culture and TPA Oversight.
The Client Asset rules have been a focus for the FCA for several years now and we see no sign of this changing. As we approach the end of the decade it seems like a good time to take stock of the current CASS landscape and take a look at some of the most important trends and issues currently impacting CASS practitioners.
For this webinar, we sat down with leading CASS expert Zakir Karim to discuss some of these matters and get his insights into topics such as the trends he's observed in recent CASS audits, how to ensure you have adequate CASS oversight when outsourcing fund administration to a third party, and the importance of having a strong CASS culture throughout the firm.
This webinar covers the following:
- The latest trends in CASS audits
- TPA Oversight & Best Practice
- The importance of a robust CASS culture
- Adverse Audits