Learning Needs Analysis: Client Asset Compliance Practitioners

This white paper features the insights of 15 leading CASS Practitioners on the role that Learning & Development can be play with regards to building an effective risk culture.

We interviewed 15 respected Client Asset Practitioners about the learning needs of the CASS Compliance community and how a reshaped learning strategy could help create a healthy risk awareness culture.

As a result, we’ve analysed the community’s learning requirements to better focus our support of the prevention of client asset risks in the market.
 
Key takeaways of this report:
  • The FCA’s views on CASS
  • The current state of learning solutions serving CASS practitioners
  • Operating environment creating new demands for learning solutions
  • Building competency in CASS compliance
  • The role of learning & development in improving risk awareness culture
  • Evaluation & performance management
  • Continuous learning solutions & next steps

To download your copy of this report, please fill in the form below.

Topics: Featured, Client Assets (CASS), Investment Management, Banking

September 12, 2019