FourthLine has been providing regulatory compliance services for over 11 years, specifically Client Asset compliance for small, medium and large firms across Asset Management, Wealth, Banking, Insurance and Investment Platforms.
We offer a full suite of solutions for your CASS requirements. These tailored approaches allow our clients to identify CASS vulnerabilities, design and embed mitigating actions, build organisational capability and maintain CASS knowledge & awareness throughout their firms.
We have been providing regulatory compliance services for over 11 years, specifically Client Asset Compliance(CASS) for small, medium and large firms across Asset Management, Wealth, Banking, Insurance and Investment Platforms.
After identifying a need for clarity around the ever-changing regulation, as well as access to tools that can support the development of a strong CASS culture in firms, we have developed our first, CASS Firm-Wide Knowledge & Awareness online course.
The creation of this interactive course is an amalgamation of in-depth research and partnership with industry CASS Practitioners to bring you a high-level overview, background to, and key concepts around CASS regulation.Across four modules, you will be introduced to:
Click on the link below to find out more about this course or to request a demo.
2 x In-depth CASS workshops, pre-recorded by Paul McDermott.
5 x CASS "How to" videos
Alex Harris covers 5 key areas in these short CASS videos:
Click here to find out more about this package or to order
Click here to request more information about this workshop package
For our clients, it is essential that an effective CASS governance and oversight model is embedded across the firm, starting from the top, coupled with a strong CASS framework containing robust policy, procedures and risk matrices mapped to applicable CASS rules.
FourthLine were contacted by the Chief Operating Officer and Director of Controls at an ...Read more >
The client was an online trading platform based in London that specialises in retail products ...Read more >
Monday 12th October saw the Bank of England (BoE) ...Read more >
Following their first publications of Temporary Guidance for firms between March and ...Read more >
One thing that really stood out was that FourthLine helped me prep for my second interview, where my answers could be stronger and other helpful advice.
Gareth makes sure that he does his homework in advance of any interaction with employers, which makes the whole process more straight forward. I highly recommend him to other candidates!
We were so impressed with FourthLine that following the full day workshop we attended, we decided to utilise their Talent solutions to support building one of our teams.
The level of interaction on the course I attended was great, enabled by a really strong group and brilliant facilitator.
020 3800 1099
Senior Managing Consultant
0203 800 1548
Director | Talent Services
020 3800 1558