FourthLine has been providing regulatory compliance services for over 11 years, specifically Client Asset compliance for small, medium and large firms across Asset Management, Wealth, Banking, Insurance and Investment Platforms.
We offer a full suite of solutions for your CASS requirements. These tailored approaches allow our clients to identify CASS vulnerabilities, design and embed mitigating actions, build organisational capability and maintain CASS knowledge & awareness throughout their firms.
We have been providing regulatory compliance services for over 11 years, specifically Client Asset Compliance(CASS) for small, medium and large firms across Asset Management, Wealth, Banking, Insurance and Investment Platforms.
After identifying a need for clarity around the ever-changing regulation, as well as access to tools that can support the development of a strong CASS culture in firms, we have developed our first, CASS Firm-Wide Knowledge & Awareness online course.
The creation of this interactive course is an amalgamation of in-depth research and partnership with industry CASS Practitioners to bring you a high-level overview, background to, and key concepts around CASS regulation.Across four modules, you will be introduced to:
Click on the link below to find out more about this course or to request a demo.
2 x In-depth CASS workshops, pre-recorded by Paul McDermott.
5 x CASS "How to" videos
Alex Harris covers 5 key areas in these short CASS videos:
Click here to find out more about this package or to order
Click here to request more information about this workshop package
For our clients, it is essential that an effective CASS governance and oversight model is embedded across the firm, starting from the top, coupled with a strong CASS framework containing robust policy, procedures and risk matrices mapped to applicable CASS rules.
FourthLine were contacted by the Chief Operating Officer and Director of Controls at an ...Read more >
The client was an online trading platform based in London that specialises in retail products ...Read more >
Monday 12th October saw the Bank of England (BoE) ...Read more >
Following their first publications of Temporary Guidance for firms between March and ...Read more >
Jodie at FourthLine is our key contact when we have recruitment requirements for risk and compliance roles in financial services. She has a wealth of knowledge about the sector and our specific needs..
James at FourthLine is great to work with and really proactive sourcing good candidates. I’ve hired two people this week so thanks to James my team is stronger and enabled for future success.
I have had the pleasure of dealing with Gareth over the last 3 months. During this time I have been impressed with his pro-active approach to get me in front of prospective employers.
They have a good understanding of the type of person, as well as the skills, right drivers, cultural fit. Unlike other recruiters FourthLine know me and what I am looking for.
020 3800 1099
Senior Managing Consultant
0203 800 1548
Director | Talent Services
020 3800 1558