FourthLine has been providing regulatory compliance services for over 11 years, specifically Client Asset compliance for small, medium and large firms across Asset Management, Wealth, Banking, Insurance and Investment Platforms.
We offer a full suite of solutions for your CASS requirements. These tailored approaches allow our clients to identify CASS vulnerabilities, design and embed mitigating actions, build organisational capability and maintain CASS knowledge & awareness throughout their firms.
We have been providing regulatory compliance services for over 11 years, specifically Client Asset Compliance(CASS) for small, medium and large firms across Asset Management, Wealth, Banking, Insurance and Investment Platforms.
After identifying a need for clarity around the ever-changing regulation, as well as access to tools that can support the development of a strong CASS culture in firms, we have developed our first, CASS Firm-Wide Knowledge & Awareness online course.
The creation of this interactive course is an amalgamation of in-depth research and partnership with industry CASS Practitioners to bring you a high-level overview, background to, and key concepts around CASS regulation.Across four modules, you will be introduced to:
Click on the link below to find out more about this course or to request a demo.
2 x In-depth CASS workshops, pre-recorded by Paul McDermott.
5 x CASS "How to" videos
Alex Harris covers 5 key areas in these short CASS videos:
Click here to find out more about this package or to order
Click here to request more information about this workshop package
For our clients, it is essential that an effective CASS governance and oversight model is embedded across the firm, starting from the top, coupled with a strong CASS framework containing robust policy, procedures and risk matrices mapped to applicable CASS rules.
FourthLine were contacted by the Chief Operating Officer and Director of Controls at an ...Read more >
The client was an online trading platform based in London that specialises in retail products ...Read more >
Monday 12th October saw the Bank of England (BoE) ...Read more >
Following their first publications of Temporary Guidance for firms between March and ...Read more >
We have successfully worked with FourthLine a number of times this year, and have been impressed not only by the quality of the candidates, but also how well briefed they are.
When we engage with a specialist consultancy like FourthLine... they take the time to understand what we do and what we are looking for.
FourthLine have the personal touch and a greater understanding of the sector, the needs, the people, which means they can compete with the big recruiters.
FourthLine took the time to understand what I wanted and approached the company I was eventually placed with speculatively which is what candidates are looking for
020 3800 1099
Director | Talent Services
020 3800 1558