CASS | Managing and Controlling Your CASS Audit | Workshop


FourthLine present an opportunity to attend an intimate workshop facilitated by a leading Subject Matter Expert from the Financial Industry and discuss best practice around a range of challenging regulatory initiatives impacting the global financial system.

Expert Facilitator: Kevin Huby | CASS & Reconciliations Subject Matter Expert | CF10a

Kevin, founder of Prin10, is a Chartered Accountant and experienced business advisor, who has previously held senior consulting positions at KPMG, Ernst & Young and Kinetic Partners as well as executive management positions in industry.

Kevin has over 17 years experience of leading major Client Assets advisory and assurance projects at leading banks, asset managers, investment platforms, insurers and third party administrators. He is respected for his clear thinking, pragmatic approach and considerable operational insight.

Attending this workshop will enable you to:

  • Have a clear understanding of the annual CASS Audit Process and timescales
  • Gain a clear view of what is in and out of scope for the purposes of a CASS Audit
  • Understand the impact of FRC Assurance Standard on the Annual CASS Audit
  • Effectively manage and prepare for the CASS Audit through a range of vital tools
  • Walk away with industry best practices & learn from other leading firm's approaches to dealing with common challenges 

Who Should Attend:

  • CF10a's
  • SMF21's
  • Heads of CASS Oversight 
  • CASS Managers 
  • Any professionals responsible for co-ordinating or facilitating the CASS audit

Limited places – reserve a space.

If you would be interested in finding out more about the event, then please get in touch with our Advisory team at [email protected] or call  0203 854 0591.

Event Details:

Date: Tuesday 19th March or Tuesday 30th April, 2019
Location: London 
Time: 09:30 – 17:30

Price (Delegate - Bespoke Package): £799 +VAT | Client: £649 +VAT

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