Third Party Oversight and Best Practices


Regardless of any delegation of CASS functions to third parties (offshored or outsourced), the firm remains absolutely responsible for their continued compliance with the rules. In order to mitigate any risk of non-compliance by the firm due to some action/inaction of the third party to whom functions have been delegated, the firm must have in place an effective oversight framework which enables the firm to assess and monitor the third party.

This training aims to provide participants with a practical guide to oversight of third parties best practice through worked examples, templates, break-out sessions and case studies.

Event Details:

Date: Tuesday 9th July 2019
Location: London 
Time: 09:30 – 17:30

Course Instructor: Jo Parkhill

Click here to find out more about this course, including learning outcomes, sessions to be covered and the benefits of attending, plus book your place.

Price (Delegate - Bespoke Package): £799 +VAT (Non-client) | £649 +VAT (Client)

Ticket includes full day workshop plus pre and post call with Performance Coach, CPD credits, course completion certificate, course materials, in-depth follow-up pack, lunch and refreshments.

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