Client Asset compliance (CASS) eLearning Workshop subscription package.

Workshop 1: CASS Third-Party Oversight

Paul McDermott leads a pre-recorded workshop and covers the following:

• Session 1 | Delegation and responsibilities
• Session 2 | Managing 3rd party activities
• Session 3 | Best practice and testing 

Workshop 2: Getting CASS right, leading from the top 

This workshop consists of 2 modules and is presented by Paul McDermott.

Module 1 | Good Practice Governance

• Session 1 | Why is CASS important & challenging
• Session 2 | The SMCR regime & CASS culture
• Session 3 |CASS risk appetite & policies
• Session 4 | CASS control systems, framework & compliance monitoring. 

Module 2 | Practical CASS Challenges

• Session 1 | Building a CASS team
• Session 2 | Recordkeeping, reporting and procedure documentation
• Session 3 | Successfully managing CASS audits

Workshop 3: Managing Operational Risk

Joe Hannah presents this workshop over 2 sessions:

• Session 1 
  • Introduction to Operational Risk Management(ORM)
  • Regulation and ORM
  • The ORM Cycle
  • The ORM Framework
  • Risk Assessment
    
    

• Session 2 
  
  • Risk Monitoring
  • Risk Reporting
  • Risk champions across the 3 lines of defence