Case Studies

Operational Resilience Case Study - Novia Financial

Novia Financial is a mid-sized Wealth Management and Investment Platform provider based in Bath, England.

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Operational Resilience Case Study - International Investment Platform

As part of their Operational Resilience compliance programme, a well known International Investment Platform provider needed expert guidance to define and map their Operational Resilience framework ...

Topics: Risk Management, Case Studies, operational resilience

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Operational Resilience Case Study - Investment Platform Enablement Project

As part of their Operational Resilience compliance programme, a well known UK Investment Platform completed the identification of their Important Business Services (IBS) and needed a third party to ...

Topics: Risk Management, Case Studies, operational resilience

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Operational Resilience - Building Society Quality Assurance Case Study

FourthLine supported a UK Building Society with a Quality Assurance review and benchmarking for Operational Resilience. The Building Society was well progressed with Operational Resilience work and ...

Topics: Risk Management, Case Studies, operational resilience

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Operational Resilience Consulting - Important Business Services Case Study

A large financial services firm with a wide range of products and services required support to identify their Important Business Services (IBS), as phase 1 of their end to end Operational Resilience ...

Topics: Risk Management, Case Studies, operational resilience

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Regulatory Consultant completes large-scale review for a national IFA

FourthLine works with some of the biggest talent within Risk and Regulation. We are currently representing an experienced Regulatory Consultant who has recently completed a large-scale review for a ...

Topics: Risk Management, Talent Solutions, Case Studies

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Regulatory Consultancy hires Partner to grow their Regulatory Consulting Division

After noticing a talent gap within a mid-tier regulatory consultancy based in London, FourthLine reached out to help them establish and grow their FS regulatory consulting division by providing a ...

Topics: Risk Management, Talent Solutions

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General insurers turn to FourthLine to boost senior risk management team

Our client was a general insurance provider headquartered in the South East, and a new client to FourthLine looking to enhance their risk management capabilities.

Topics: Risk Management, Insurance

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Client requires urgent improvements to risk framework and controls

The client was a multinational financial services company based in London that FourthLine have worked with several times in the past. The client’s Head of Regulatory Risk contacted FourthLine ...

Topics: Risk Management, Investment Management, Banking, Flexible

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