Case Studies

FinTech start-up makes a Compliance hire

A London based FinTech start-up was hiring a compliance leader; FourthLine’s ‘Critical Talent’ service was the product of choice.

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Asset management firm seeks new Head of Monitoring

Having spotted that one of London’s leading asset management firms was restructuring, FourthLine reached out to the client to advise with any resourcing issues the firm was facing.

Topics: Risk Management, Investment Management

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Leading investment firm seeks help for large scale M&A

Fourthline was engaged by a leading Investment firm to source candidates for large scale M&A and onboarding of new trading platform.

Topics: Investment Management

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Asset Manager lacks knowledge of legal market for Fund Lawyer hire

Our client was a specialist asset manager based in London.

Topics: Legal, Investment Management, Flexible

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Interim CASS & Prudential Reporting Analyst swiftly identified

The client was an online trading platform based in London that specialises in retail products and offers a broad range of investment products. We were contacted by the client’s Finance Director and ...

Topics: Client Assets (CASS), Investment Management, Banking, Flexible

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FourthLine help wrap platform find CASS expert willing to relocate

FourthLine were engaged by the Investment Administration and CASS team of a wrap platform based in Bath.

Topics: Client Assets (CASS), Investment Management

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Interim remediation assignment

Following an FCA fine due to CASS findings, our client engaged FourthLine in need of an expert hire for an interim remediation assignment along with multiple permanent CASS professionals.

Topics: Client Assets (CASS), Investment Management, Flexible

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Boutique wealth manager seeks CASS and SMCR compliance

Fourthline were approached by the client, a boutique wealth manager based in London.

Topics: Client Assets (CASS), Risk Management, Investment Management, Flexible

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Sourcing buy side niche expertise

Our client are a leading global asset management firm based in London. They specialise in equities and fixed income and have £600bn AUM. We were approached following the failure of traditional PSL ...

Topics: Investment Management, Flexible

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