Fourthline Case Studies | Investment & Asset Management

FourthLine provide specialist MLRO and SMF16 talent to London FinTech

Our client is a London based FinTech that specialises in payment solutions. They were scaling the business by growing their headcount by 100%.

Topics: Investment & Asset Management, Insurance Sector

Cryptocurrency FinTech looking for new MLRO

Our client is a Cryptocurrency FinTech, who had just received their banking licence in addition to the payments and e-wallet products they already offered their customers.

Topics: Investment & Asset Management, Insurance Sector

Online Wealth Management Platform looking to recruit Compliance Officer

A growing and dynamic tech business which provides an online wealth management platform were looking to recruit a temporary Compliance Officer.

Topics: Investment & Asset Management, Insurance Sector

Client requires urgent improvements to risk framework and controls

The client was a multinational financial services company based in London that FourthLine have worked with several times in the past. The client’s Head of Regulatory Risk contacted FourthLine ...

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

Asset management firm seeks new Head of Monitoring

Having spotted that one of London’s leading asset management firms was restructuring, FourthLine reached out to the client to advise with any resourcing issues the firm was facing.

Topics: Investment & Asset Management, Insurance Sector

Leading investment firm seeks help for large scale M&A

Fourthline was engaged by a leading Investment firm to source candidates for large scale M&A and onboarding of new trading platform.

Topics: Investment & Asset Management

Asset Manager lacks knowledge of legal market for Fund Lawyer hire

Our client was a specialist asset manager based in London.

Topics: Investment & Asset Management

Interim CASS & Prudential Reporting Analyst swiftly identified

The client was an online trading platform based in London that specialises in retail products and offers a broad range of investment products. We were contacted by the client’s Finance Director and ...

Topics: Investment & Asset Management, Retail Finance

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Case Studies

Product Governance Case Study - Insurance Firm Consumer Duty Review

Fair Value Product Review | Consumer Duty

FourthLine provide specialist MLRO and SMF16 talent to London FinTech

Cryptocurrency FinTech looking for new MLRO

Online Wealth Management Platform looking to recruit Compliance Officer

Client requires urgent improvements to risk framework and controls

Asset management firm seeks new Head of Monitoring

Leading investment firm seeks help for large scale M&A

Asset Manager lacks knowledge of legal market for Fund Lawyer hire

Interim CASS & Prudential Reporting Analyst swiftly identified

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