Case Studies

FinTech start-up makes a Compliance hire

A London based FinTech start-up was hiring a compliance leader; FourthLine’s ‘Critical Talent’ service was the product of choice.

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International bank requires broad range of CASS and risk assurance experience

FourthLine were contacted by the Chief Operating Officer and Director of Controls at an international bank. We had worked with this client in the past, placing a contractor within the business the ...

Topics: Client Assets (CASS), Banking

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Interim CASS & Prudential Reporting Analyst swiftly identified

The client was an online trading platform based in London that specialises in retail products and offers a broad range of investment products. We were contacted by the client’s Finance Director and ...

Topics: Client Assets (CASS), Investment Management, Banking, Flexible

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FourthLine help wrap platform find CASS expert willing to relocate

FourthLine were engaged by the Investment Administration and CASS team of a wrap platform based in Bath.

Topics: Client Assets (CASS), Investment Management

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Interim remediation assignment

Following an FCA fine due to CASS findings, our client engaged FourthLine in need of an expert hire for an interim remediation assignment along with multiple permanent CASS professionals.

Topics: Client Assets (CASS), Investment Management, Flexible

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Boutique wealth manager seeks CASS and SMCR compliance

Fourthline were approached by the client, a boutique wealth manager based in London.

Topics: Client Assets (CASS), Risk Management, Investment Management, Flexible

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