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Understanding your gaps with Third-party Risk Management regulation

From our experience of reviewing and implementing financial services operational resilience, the Third-Party pillar usually requires action to enhance the approach and close urgent regulatory gaps.

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Regulatory Compliance Roles | Salary Benchmark Report & Key Challenges

We have just released our 2021 Compliance Roles Salary Benchmark report for the UK. The report also highlights the latest challenges facing leaders managing regulatory compliance, financial crime, ...

Topics: Featured, Client Assets (CASS), Banking, Financial Crime, Flexible, Talent Solutions, Vulnerable Customers

March 10, 2021
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FCA releases final Guidance on Vulnerable Customers

Tuesday 23rd February saw the FCA release their follow-up to the 2020 Guidance Consultation (GC) on Vulnerable Customers – Finalised Guidance (FG21/1) for firms on the fair treatment of vulnerable ...

Topics: Featured, Consumer, SMCR, Case Studies, Vulnerable Customers

February 24, 2021
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