Blog

New Operational Resilience Insights Deck - Outsourcing & 3rd Party Risk Management

With the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) having released their Operational Resilience and Outsourcing & Third-Party Risk Management (O&TPRM) Policy and Supervisory Statements, the Basel Committee quickly overlaid this with their Principles for the sound management of operational risk (PSMOR) and for Operational Resilience.

As the focus by regulators globally shifts further towards ensuring the robustness of firms, FourthLine has published insights decks to provide relevant information for firms looking to either get started or to seek to benchmark their current frameworks against regulatory requirements.

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SMCR implementation: will your business be ready in time?

With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and operational resilience during the pandemic, the Senior Managers and ...

Topics: Insider, Featured, Legal, Investment Management, Banking, Consumer, Technology Media and Telecoms, Talent Solutions, SMCR

September 28, 2020
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A Strategic Regulatory Management Limited briefing note on SMCR

Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and Certification Regime (SMCR) which comes into play in December.

Topics: Client Assets (CASS), Risk Management, Investment Management, Flexible, Talent Solutions, SMCR

November 18, 2019
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