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In our recent Insight Deck, FourthLine discussed phase 1 of implementing a compliant Operational Resilience framework - defining "intolerable harm" and selecting or de-selecting your Important ...

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

December 7, 2021

Most in-scope financial services firms are on their way to implementing the regulatory requirements for Operational Resilience, in readiness for the March 2022 deadline.

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

November 10, 2021

In March this year, the FCA (Financial Conduct Authority) and Prudential Regulatory Authority (PRA) launched joint policies for Operational Resilience. The PRA released an accompanying supervisory ...

Topics: Featured, Risk Management, Insurance, SMCR, Learning, operational resilience, Third Party Risk Management

October 25, 2021

The pandemic demonstrated the importance of ensuring that resilience is now an integral part of supporting organisations and customers, not just during a crisis, but continuously, through all the ...

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

October 18, 2021

Most dual-regulated and SMCR enhanced firms have made progress with operational resilience. However, we’ve found that inertia arises frequently when identifying Important Business Services (IBS). ...

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

September 20, 2021

On 26 July, the Financial Conduct Authority (FCA) sent a Dear CEO letter to Investment Platforms, setting out reminders of their expectations for Operational Resilience.

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

August 6, 2021

The deadline for compliance to the Prudential Regulation Authority's (PRA)  Outsourcing & Third-Party Risk Management policy is the 31st of March 2022. The PRA’s Outsourcing & Third-Party ...

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

June 30, 2021

We are pleased to announce that we have expanded our Client Asset and Money protection(CASS) knowledge and awareness learning packages. We now offer 12 different CASS courses, all delivered by ...

Topics: Featured, Client Assets (CASS), Risk Management, Learning

March 18, 2021