Blog

Operational Resilience | Important Business Services Identification (IBS) - Challenges and Lessons Learnt

Most dual-regulated and SMCR enhanced firms have made progress with operational resilience. However, we’ve found that inertia arises frequently when identifying Important Business Services (IBS).

Both large and small firms seem to encounter a common set of challenges at this phase.

Sam Tyler, one of our Risk and Resilience Analysts, outlines some of these challenges.

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Investment platforms receive Operational Resilience 'Dear CEO' letter

On 26 July, the Financial Conduct Authority (FCA) sent a Dear CEO letter to Investment Platforms, setting out reminders of their expectations for Operational Resilience.

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

August 6, 2021
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New Workshop for Insurance Firms: Outsourcing & Third-party Risk Management

The deadline for compliance to the Prudential Regulation Authority's (PRA)  Outsourcing & Third-Party Risk Management policy is the 31st of March 2022. The PRA’s Outsourcing & Third-Party ...

Topics: Featured, Risk Management, Insurance, Professional Services, Flexible, SMCR, Learning, operational resilience, Third Party Risk Management

June 30, 2021
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New Comprehensive CASS Learning Programme Announced

We are pleased to announce that we have expanded our Client Asset and Money protection(CASS) knowledge and awareness learning packages. We now offer 12 different CASS courses, all delivered by ...

Topics: Featured, Client Assets (CASS), Risk Management, Learning

March 18, 2021
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CASS firm-wide Knowledge & Awareness - Online Learning Platform

In 2008, the collapse of the Lehman Brothers sent shockwaves around the world and re-defined the regulatory landscape for years to come.

Topics: Client Assets (CASS), Learning

February 17, 2021
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