Fourthline Blog | Investment Management

Who you should hire today to meet tomorrow's risks and regulations

FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to ensure future effective risk and regulation management.

Topics: Featured, Client Assets (CASS), Legal, Risk Management, Investment Management, Professional Services, Technology Media and Telecoms, Talent Solutions

November 11, 2019

8 Reasons to consider a different recruitment solution

FourthLine Director Dan Waltham discusses the merits of looking beyond contingent as the only recruitment solution.

Topics: Insider, Client Assets (CASS), Risk Management, Investment Management, Banking, Consumer, Technology Media and Telecoms, Talent Solutions

November 8, 2019

How do FS firms deal with Third-Party Risk Management (TPRM)?

As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how should Financial Services approach TPRM?

Topics: Featured, Risk Management, Investment Management, Insurance, Banking, Technology Media and Telecoms

September 19, 2019

What's that coming over the hill - is the SM&CR a monster?

Getting ready for the full roll out of SM&CR shouldn't be a monstrous task if you put the proper preparation in place now, writes Jason Gardiner.

Topics: Risk Management, Investment Management, Insurance, Banking

August 21, 2019

How to effectively embed Risk Culture

Jon Johal shares his thoughts on embedding risk culture in organisations and how to make this an effective process.

Topics: Risk Management, Investment Management, Insurance, Banking

July 2, 2019

Good governance: how new requirements for non-executive directors & SMCR will affect asset managers

Whilst the need for good governance is nothing new, it is set to increase further with the introduction of the Senior Managers and Certification Regime. Jason Gardiner examines what impact this will ...

Topics: Risk Management, Investment Management

June 21, 2019

MiFID II Transaction Reporting - Building ARM Oversight Functions

In response to MiFID II Transaction Reporting requirements and the use of ARM vendors, we hosted an enlightening breakfast briefing event on the topic.

Topics: Risk Management, Investment Management

June 11, 2019

How training & development can be utilised to improve Risk Culture

Martyn O'Connor, Head of Risk and Compliance at Wellesley, spoke to FourthLine about the use of training and development in relation to improving Risk Culture.

Topics: Risk Management, Investment Management, Insurance, Banking

May 16, 2019

Latest

Blog

The importance of an Employer Brand in the modern market: An interview with Dionne Smith from DPS Brand Consultancy.

FourthLine's Lauren Webber sits down with Dionne Smith, the Director and Founder of DPS Brand Consultancy, Brand Masters Online Training and BrandMe! Magazine, to understand the growing importance of an employer brand in the modern market and where she thinks recruitment fits into that.

Who you should hire today to meet tomorrow's risks and regulations

8 Reasons to consider a different recruitment solution

How do FS firms deal with Third-Party Risk Management (TPRM)?

What's that coming over the hill - is the SM&CR a monster?

How to effectively embed Risk Culture

Good governance: how new requirements for non-executive directors & SMCR will affect asset managers

MiFID II Transaction Reporting - Building ARM Oversight Functions

How training & development can be utilised to improve Risk Culture

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