Blog

Women In Privacy: An Interview with Laura Matthews

When it comes to gender representation, the Privacy field has set the benchmark in providing equal opportunities for both men and women.

Read more

A Strategic Regulatory Management Limited briefing note on SMCR

Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and Certification Regime (SMCR) which comes into play in December.

Topics: Client Assets (CASS), Risk Management, Investment Management, Flexible, Talent Solutions, SMCR

November 18, 2019
Read more

Who you should hire today to meet tomorrow's risks and regulations

FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to ensure future effective risk and regulation management.

Topics: Featured, Client Assets (CASS), Legal, Risk Management, Investment Management, Professional Services, Technology Media and Telecoms, Talent Solutions

November 11, 2019
Read more

8 Reasons to consider a different recruitment solution

FourthLine Director Dan Waltham discusses the merits of looking beyond contingent as the only recruitment solution.

Topics: Insider, Client Assets (CASS), Risk Management, Investment Management, Banking, Consumer, Technology Media and Telecoms, Talent Solutions

November 8, 2019
Read more

How do FS firms deal with Third-Party Risk Management (TPRM)?

As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how should Financial Services approach TPRM?

Topics: Featured, Risk Management, Investment Management, Insurance, Banking, Technology Media and Telecoms

September 19, 2019
Read more

What's that coming over the hill - is the SM&CR a monster?

Getting ready for the full roll out of SM&CR shouldn't be a monstrous task if you put the proper preparation in place now, writes Jason Gardiner.

Topics: Risk Management, Investment Management, Insurance, Banking

August 21, 2019
Read more

How to effectively embed Risk Culture

Jon Johal shares his thoughts on embedding risk culture in organisations and how to make this an effective process.

Topics: Risk Management, Investment Management, Insurance, Banking

July 2, 2019
Read more

Good governance: how new requirements for non-executive directors & SMCR will affect asset managers

Whilst the need for good governance is nothing new, it is set to increase further with the introduction of the Senior Managers and Certification Regime. Jason Gardiner examines what impact this will ...

Topics: Risk Management, Investment Management

June 21, 2019
Read more

MiFID II Transaction Reporting - Building ARM Oversight Functions

In response to MiFID II Transaction Reporting requirements and the use of ARM vendors, we hosted an enlightening breakfast briefing event on the topic.

Topics: Risk Management, Investment Management

June 11, 2019
Read more