Blog

Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and Certification Regime (SMCR) which comes into play in December.

Topics: Client Assets (CASS), Risk Management, Investment Management, Flexible, Talent Solutions, SMCR

November 18, 2019

FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to ensure future effective risk and regulation management.

Topics: Featured, Client Assets (CASS), Legal, Risk Management, Investment Management, Professional Services, Technology Media and Telecoms, Talent Solutions

November 11, 2019

FourthLine Director Dan Waltham discusses the merits of looking beyond contingent as the only recruitment solution.

Topics: Insider, Client Assets (CASS), Risk Management, Investment Management, Banking, Consumer, Technology Media and Telecoms, Talent Solutions

November 8, 2019

As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how should Financial Services approach TPRM?

Topics: Featured, Risk Management, Investment Management, Insurance, Banking, Technology Media and Telecoms

September 19, 2019

Getting ready for the full roll out of SM&CR shouldn't be a monstrous task if you put the proper preparation in place now, writes Jason Gardiner.

Topics: Risk Management, Investment Management, Insurance, Banking

August 21, 2019

Jon Johal shares his thoughts on embedding risk culture in organisations and how to make this an effective process.

Topics: Risk Management, Investment Management, Insurance, Banking

July 2, 2019

Whilst the need for good governance is nothing new, it is set to increase further with the introduction of the Senior Managers and Certification Regime. Jason Gardiner examines what impact this will ...

Topics: Risk Management, Investment Management

June 21, 2019

In response to MiFID II Transaction Reporting requirements and the use of ARM vendors, we hosted an enlightening breakfast briefing event on the topic.

Topics: Risk Management, Investment Management

June 11, 2019