Topics: Featured, Client Assets (CASS), Investment Management, Banking, Prudential regime
January 21, 2021With the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) having released their Operational Resilience and Outsourcing & Third-Party Risk Management (O&TPRM) Policy and Supervisory Statements, the Basel Committee quickly overlaid this with their Principles for the sound management of operational risk (PSMOR) and for Operational Resilience.
As the focus by regulators globally shifts further towards ensuring the robustness of firms, FourthLine has published insights decks to provide relevant information for firms looking to either get started or to seek to benchmark their current frameworks against regulatory requirements.
Topics: Featured, Client Assets (CASS), Investment Management, Banking, Prudential regime
January 21, 2021Topics: Featured, Investment Management, Prudential regime
January 14, 2021Topics: Featured, Client Assets (CASS), Risk Management, Investment Management, operational resilience
December 15, 2020Topics: Featured, Investment Management, Prudential regime
December 15, 2020Topics: Featured, Risk Management, Investment Management, Prudential regime
November 17, 2020Topics: Insider, Featured, Legal, Investment Management, Banking, Consumer, Technology Media and Telecoms, Talent Solutions, SMCR
September 28, 2020Topics: Investment Management, Banking
May 15, 2020Topics: Featured, Investment Management, Flexible, Talent Solutions
January 14, 20200203 800 1099
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