Blog

Operational Resilience in the face of COVID-19

COVID-19 has now officially been declared a Pandemic by the World Health Organisation and a public health emergency, impacting people’s lives, businesses and the wider economy.

Read more

The FCA Data Breach is a wake-up call to Firms

The FCA was left red-faced last week when it admitted to the accidental publishing of personally identifiable information on their website following a Freedom of Information request last year.

Topics: Featured, Data Privacy & Information Security, Flexible

March 2, 2020
Read more

Changing Focus on CASS

CASS appears to have quickly dominated dominated the regulatory agenda in the UK’s investment industry. I’m sure many executive boards feel frustrated at the amount of time taken up in discussing ...

Topics: Featured, Investment Management, Flexible, Talent Solutions

January 14, 2020
Read more

A Strategic Regulatory Management Limited briefing note on SMCR

Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and Certification Regime (SMCR) which comes into play in December.

Topics: Client Assets (CASS), Risk Management, Investment Management, Flexible, Talent Solutions, SMCR

November 18, 2019
Read more